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J•••• M•••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

J•••• M•••• D•••••••••

Advisor at C•••••• S••••• • C••• I•••

Lone Tree, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7067b51e-3e14-c7ac-670a-ac48c7de881b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 14, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jan 5, 2023	n/a	yes	Lone Tree, CO	Current employment
H••••••• W••••• M••••••••• I•••	Independent wealth	Dec 16, 2021	Jan 25, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• W••••• M••••••••• I•••	C•••••• S••••• • C••• I•••	Jan 25, 2023	Jan 5, 2023	-20	Firm change	RIA to ibd
T•• K•••• F•••••••• G••••• I•••	H••••••• W••••• M••••••••• I•••	Feb 28, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112129:316956:CA:2022-02-28	Feb 28, 2022	Dec 16, 2021	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Jan 5, 2023 to presentfactForm ADV
→ H••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 16, 2021 to Jan 25, 2023factForm ADV
→ T•• K•••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 14, 2020 to Feb 28, 2022factForm ADV

Dated events

Occurred
Jan 25, 2023
Advisor changed firm
J•••• M•••• D••••••••• left H••••••• W••••• M••••••••• I••• for C•••••• S••••• • C••• I••• (registered 2023-01-05)
Form ADVobserved 7 days ago
Occurred
Feb 28, 2022
Advisor changed firm
J•••• M•••• D••••••••• left T•• K•••• F•••••••• G••••• I••• for H••••••• W••••• M••••••••• I••• (registered 2021-12-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7067b51e-3e14-c7ac-670a-ac48c7de881b
First observed: Feb 14, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.