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CRD 316956
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RYAN KENT GIBBS | Certified Financial Planner | SAN DIEGO, CA | 4 | 12 | 1 | no |
| DAVID PAUL ANDREWS | Certified Financial Planner | SAN DIEGO, CA | 4 | 10 | n/a | no |
| Michelle MH Hams | n/a | SAN DIEGO, CA | 4 | 14 | 4 | no |
| JORDAN LAMARR GIBBS | Certified Financial Planner | SAN DIEGO, CA | 4 | 18 | 2 | no |
| DANIEL JAY SHAINBERG | n/a | SAN DIEGO, CA | 1 | 17 | 1 | no |
| William Kirk | n/a | SAN DIEGO, CA | 0 | 11 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| HERITAGE PRIVATE OPPORTUNITIES PORTFOLIO LP | Hedge Fund | $50.2M | Jul 8, 2024 | 43 | Mar 7, 2022 | reported | 021-424985 |
| HERITAGE INS SPV LP | Private Equity Fund | $6.6M | Jul 8, 2024 | 13 | Mar 22, 2024 | reported | n/a |
| DIVERSIFIED PRIVATE EQUITY FUND LP | Private Equity Fund | $1.4M | Jul 8, 2024 | 11 | Mar 22, 2024 | reported | n/a |
| HERITAGE PRIVATE OPPORTUNITIES PORTFOLIO OFFSHORE LP | Hedge Fund | $0 | Jul 10, 2023 | 1 | Mar 7, 2022 | reported | 021-433945 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CAMPBELL, JASON, ALEXANDER | CHIEF INVESTMENT OFFICER | A | yes | 01/2022 | Mar 3, 2023 | Jul 8, 2024 |
| Davis, Gregory, Ryan | Partner | A | yes | 03/2022 | Mar 3, 2023 | Jul 8, 2024 |
| GIBBS, JESSICA, MARIE | TRUSTEE OF JORDAN AND JESSICA GIBBS FAMILY TRUST MARCH 31, 2015 | D | yes | 03/2015 | Oct 19, 2021 | Jul 8, 2024 |
| GIBBS, JORDAN, LAMARR | TRUSTEE OF JORDAN AND JESSICA GIBBS FAMILY TRUST MARCH 31, 2015 | D | yes | 03/2015 | Oct 19, 2021 | Jul 8, 2024 |
| GIBBS, JORDAN, LAMARR | President | Na | yes | 10/2021 | Oct 19, 2021 | Jul 8, 2024 |
| GIBBS, RYAN, KENT | CHIEF COMPLIANCE OFFICER | B | yes | 11/2021 | Oct 19, 2021 | Jul 8, 2024 |
| JORDAN AND JESSICA GIBBS FAMILY TRUST MARCH 31, 2015 | Owner | D | yes | 10/2021 | Oct 19, 2021 | Jul 8, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HERITAGE ADVANCED TAX STRATEGIES, INC. | n/a | n/a | n/a | Y | yes | n/a |
| HPOP GP LLC | n/a | n/a | n/a | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 18, 2026 | $643M | $643M | 13 | 7 | 0 | 8 | n/a |
| 2024 | Mar 12, 2025 | $491M | $491M | 9 | 5 | 0 | 5 | n/a |
| 2023 | Mar 22, 2024 | $377M | $377M | 9 | 5 | 0 | 3 | $58.3M |
| 2022 | Mar 3, 2023 | $327M | $327M | 9 | 6 | 0 | 2 | $48.7M |
| 2021 | Mar 7, 2022 | $213M | $213M | 10 | 6 | 0 | 2 | $0 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $643M | $491M | 31.0% | $327M | 25.3% | 13 | 9 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| THE KOCEN FINANCIAL GROUP, INC. | 3 | Feb 28, 2022 | Dec 21, 2021 | SAN DIEGO, CA | Team lift out | RIA to new firm | 37.5% |