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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

ROLAND MILNER HO

Advisor at LPL FINANCIAL LLC

LITCHFIELD PARK, AZ | SAN DIEGO, CA | Litchfield Park, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:706f2fdd-634d-907a-7e5e-b8d6283f2c63

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 27, 1999
First registration: Jan 6, 2016
Dual registered: yes, broker-dealer
Other names: ROLAND M HO|ROLAND MILNER HO|ROLAND MILNER HO
IAPD individual key: 3248631

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 1, 2025	n/a	yes	SAN DIEGO, CA\|LITCHFIELD PARK, AZ\|Litchfield Park, AZ	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jul 23, 2019	Apr 11, 2025	no	Scottsdale, AZ\|Honolulu, HI\|Litchfield Park, AZ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Jul 23, 2019	no	HONOLULU, HI	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jan 6, 2016	Nov 2, 2018	no	HONOLULU, HI\|SCOTTSDALE, AZ\|HONOLULU, HI\|LAFAYETTE, CA\|TEMPE, AZ\|HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Apr 11, 2025	Apr 1, 2025	-10	Firm change	Ibd to ibd
OSAIC WEALTH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jul 23, 2019	Jul 23, 2019	0	Firm change	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:134139:HI:2019-07-23	Jul 23, 2019	Jul 23, 2019	HONOLULU, HI	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 1, 2025 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 23, 2019 to Apr 11, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Jul 23, 2019factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jan 6, 2016 to Nov 2, 2018factForm ADV

Dated events

Occurred
Apr 11, 2025
Advisor changed firm
Roland Milner Ho left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2025-04-01)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:706f2fdd-634d-907a-7e5e-b8d6283f2c63
First observed: Jan 6, 2016
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROLAND MILNER HO

Advisor at LPL FINANCIAL LLC

LITCHFIELD PARK, AZ | SAN DIEGO, CA | Litchfield Park, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:706f2fdd-634d-907a-7e5e-b8d6283f2c63

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Apr 1, 2025

n/a

yes

SAN DIEGO, CA|LITCHFIELD PARK, AZ|Litchfield Park, AZ

Current employment

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bd affiliated wealth

Jul 23, 2019

Apr 11, 2025

Scottsdale, AZ|Honolulu, HI|Litchfield Park, AZ

Previous registration

OSAIC WEALTH, INC.

Bd affiliated wealth

Nov 2, 2018

Jul 23, 2019

HONOLULU, HI

Previous registration

SIGNATOR INVESTORS, INC.

Former SEC adviser

Jan 6, 2016

Nov 2, 2018

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

LPL FINANCIAL LLC

Apr 11, 2025

Apr 1, 2025

-10

Firm change

Ibd to ibd

OSAIC WEALTH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jul 23, 2019

Firm change

Ibd to ibd

SIGNATOR INVESTORS, INC.

OSAIC WEALTH, INC.

Nov 2, 2018

Bulk transfer

Ibd to ibd

Team

Left

Joined

From

Kind

23131:134139:HI:2019-07-23

Jul 23, 2019

HONOLULU, HI

Firm change