DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R••••• M••••• H•

L•• F•••••••• L••BD affiliatedLitchfield Park, Az dual registrantIAPD 3248631

Feed of 09/15/2026

Also filed as R••••• M Ho

At current firm

1 y

since Apr 1, 2025

In the industry

27 y

since Jul 27, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 1, 2025 · San Diego, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jul 23, 2019 to Apr 11, 2025 · Scottsdale, Az
O•••• W•••••• I••• BD affiliated
Nov 2, 2018 to Jul 23, 2019 · Honolulu, Hi
S••••••• I••••••••• I••• former
Jan 6, 2016 to Nov 2, 2018 · Honolulu, Hi

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
left Apr 11, 2025, registered Apr 1, 2025 (-10 days) · Affiliated broker-dealer or bank to another
O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 23, 2019, registered Jul 23, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
S••••••• I••••••••• I••• to O•••• W•••••• I•••
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move

Signals

R••••• M••••• H• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-04-01)
Apr 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address