DFX Intelligence

C••••• R• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••••• R• W••••••

Advisor at G••••• W••••• M••••••••• I•••

LONGVIEW, WA

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Search this name across graphsid dfx:ria:7073f8df-f393-a11c-8ff5-b6a9aa12798d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Jan 2, 2025	n/a	yes	LONGVIEW, WA	Current employment
A••••••• • A••••••• A•••••••• L••	Former SEC adviser	Jun 20, 2024	Mar 31, 2025	no	Longview, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• • A••••••• A•••••••• L••	G••••• W••••• M••••••••• I•••	Mar 31, 2025	Jan 2, 2025	-88	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
132989:120894:WA:2025-03-31	Mar 31, 2025	Jan 2, 2025	LONGVIEW, WA	Firm change after gap

Relationships

Registered with (2)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ A••••••• • A••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 20, 2024 to Mar 31, 2025factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7073f8df-f393-a11c-8ff5-b6a9aa12798d
First observed: Jun 20, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.