DFX Intelligence

Data Factory

A••••••• • A••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

A••••••• • A••••••• A•••••••• L••

CRD 132989

LONGVIEW, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95966050-21c2-5eab-5c12-fe90ce57f863

Data as of Mar 21, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 1
Observed: Apr 19, 2018 to Mar 21, 2024
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

A••••••• • A••••••• A•••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $327MItem 5.F on the latest filing (2024-03-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $190MderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• J•••• C•••••••••	PRINCIPAL/OWNER	D	yes	08/2007	Apr 19, 2018	Mar 21, 2024
A•••••••• M••• D••••	PRINCIPAL/OWNER, CHIEF COMPLIANCE OFFICER	D	yes	09/2004	Apr 19, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$327M	$269M	21.5%	$225M	13.2%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
G••••• W••••• M••••••••• I•••	3	Mar 31, 2025	Jan 2, 2025	LONGVIEW, WA	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (2)

← A•••••••• M••• D••••OwnerPRINCIPAL/OWNER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Apr 19, 2018 to presentfactForm ADV
← A•••••••• J•••• C•••••••••OwnerPRINCIPAL/OWNER, ownership code D, individual
Apr 19, 2018 to presentfactForm ADV

Registered with (3)

← MAX D•••• A•••••••Advisorregistration: previous registration
Nov 15, 2006 to Mar 31, 2025factForm ADV
← J••• C••••••••• A•••••••

Dated events

Occurred
May 2, 2025
Left the SEC roster
A••••••• • A••••••• A•••••••• L•• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $326.9M)
Form ADVobserved 7 days ago
$327M
Occurred
Mar 31, 2025
Firm absorbed
A••••••• • A••••••• A•••••••• L••'s advisors moved to G••••• W••••• M••••••••• I••• (Longview, WA): 3 of 3 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Mar 31, 2025
Advisor changed firm
Conner R Wallace left A••••••• • A••••••• A•••••••• L•• for G••••• W••••• M••••••••• I••• (registered 2025-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95966050-21c2-5eab-5c12-fe90ce57f863
First observed: Apr 19, 2018
Last observed: Mar 21, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.