DFX Intelligence

M•••••• M••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

M•••••• M••••• P•••••

Advisor at F••••••••

Westhampton Beach, NY | AUSTIN, TX

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Search this name across graphsid dfx:ria:7081a9f7-48e8-610a-ce9e-42969fabf3ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 24, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••	Independent wealth	Sep 16, 2024	n/a	yes	Westhampton Beach, NY\|AUSTIN, TX	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Feb 19, 2014	Sep 20, 2024	no	HAUPPAUGE, NY\|WESTHAMPTON, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	F••••••••	Sep 20, 2024	Sep 16, 2024	-4	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ F••••••••Registered adviserregistration: current employment
Sep 16, 2024 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Feb 19, 2014 to Sep 20, 2024factForm ADV

Dated events

Occurred
Sep 20, 2024
Advisor changed firm
M•••••• M••••• P••••• left O••••••••• • C•• I••• for Forefront (registered 2024-09-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7081a9f7-48e8-610a-ce9e-42969fabf3ea
First observed: Feb 19, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.