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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FOREFRONT

FOREFRONT WEALTH PARTNERS, LLC, CRD 308521

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40d4cf8f-9a39-4ef6-3e21-12b3b0846b00

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 9
On other graphs: 0
Observed: Jun 4, 2024 to May 1, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=7.0
Regulatory AUM: $240MItem 5.F on the latest filing (2026-05-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $240M
Private client RAUM: $240MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 30
RAUM per advisor: $8.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 7
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 1,382
Individual clients: 468
High net worth clients: 104
Custody, client assets: $27.9M
SEC number: 801-130608
CRD: 308521
Filings on the tape: 17
First filed: Jun 4, 2024
Latest filed: May 1, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 29

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC J. NEGRON	n/a	AUSTIN, TX	5	19	4	yes
CHAD JARRETT RIXSE	n/a	Austin, TX \| AUSTIN, TX	5	11	5	no
CHRISTOPHER CHARLES MARRONE	Certified Financial Planner	NEW YORK, NY \| New York, NY \| AUSTIN, TX	3	16	2	no
Michelle Danielle Fuccella	n/a	AUSTIN, TX \| New York, NY	3	20	n/a	yes
GERALD E SHAW	Certified Financial Planner	AUSTIN, TX	3	41	6	yes
Kathleen Patricia Oberneder	Certified Financial Planner	AUSTIN, TX \| Mequon, WI	2	24	3	yes
NICHOLAS JAMES WOLF	Certified Financial Planner	Woodland Hills, CA \| AUSTIN, TX	2	11	5	no
CHRISTOPHER TODD OWENS	n/a	AUSTIN, TX \| Grundy, VA	2	23	1	no
DAVID ALLEN CARTER	Chartered Financial Consultant	Forest, VA \| AUSTIN, TX	2	45	1	no
Aspen Lynn West	Certified Financial Planner	AUSTIN, TX \| Phoenix, AZ	2	10	3	yes
DAVID MICHAEL LEONE	Certified Financial Planner	AUSTIN, TX \| Blackwood, NJ	2	12	1	yes
MELISSA MURPHY PAVONE	Certified Financial Planner	Westhampton Beach, NY \| AUSTIN, TX	2	20	1	no
Jacob A Logan	n/a	AUSTIN, TX \| Charlotte, NC	1	11	1	no
CHARLOTTE Janelle PACE	n/a	AUSTIN, TX \| Austin, TX	1	27	2	yes
Melody Brady	Certified Financial Planner	AUSTIN, TX \| SAN DIEGO, CA \| Worthington, OH	1	15	4	yes
BRENT ANDREW PEDDY	n/a	AUSTIN, TX \| Rock Hill, SC	1	28	5	no
Bruce D Kern	n/a	AUSTIN, TX \| Ocala, FL	1	27	1	no
Jay Everett Kadlec	Certified Financial Planner	AUSTIN, TX \| Grand Rapids, MI	1	10	2	no
Joseph Daniel Stabile	Certified Financial Planner	AUSTIN, TX \| Jersey City, NJ	0	10	1	no
James Andrew Alders	Certified Financial Planner	AUSTIN, TX \| Buda, TX	0	10	1	no
ABBY NICOLE MORTON	Certified Financial Planner	AUSTIN, TX \| West Jordan, UT	0	10	1	no
DEREK HOUSTON ST. CLAIR	n/a	AUSTIN, TX \| Forest, VA	0	17	2	no
Jordan Steven Gentry	n/a	AUSTIN, TX \| Twin Falls, ID	0	11	4	no
David Mason Daley	n/a	AUSTIN, TX \| Corona, CA	0	11	2	no
SAURIN SUKUMAR MAKIM	n/a	Newton, MA \| AUSTIN, TX	0	9	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NEGRON, ERIC, J.	OWNER AND CCO	E	yes	05/2021	Jun 4, 2024	Nov 18, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	1	no
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 13, 2026	$240M	$240M	15	7	4	n/a	n/a
2024	Mar 4, 2025	$240M	$240M	15	7	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
10	3	7	10.0%	2	1	0	24	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$240M	$240M	0.0%	n/a	n/a	15	15	4	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CALTON & ASSOCIATES, INC.	2	Mar 3, 2022	Sep 8, 2021	AUSTIN, TX	Team lift out	Ibd to RIA	1.7%

Relationships

Registered with (36)

← EDUARDO MARGARITO MARTINEZAdvisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← Erica Michelle UnterreinerAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← ERIC MICHAEL DOLINAdvisorregistration: current employment
Jul 31, 2026 to presentfactForm ADV
← AARON OAKLEY BESTAdvisorregistration: current employment
Mar 16, 2026 to presentfactForm ADV
← SAURIN SUKUMAR MAKIMAdvisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← David Mason DaleyAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← Jordan Steven GentryAdvisorregistration: current employment
Jan 13, 2026 to presentfactForm ADV
← DEREK HOUSTON ST. CLAIRAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← ABBY NICOLE MORTONAdvisorregistration: current employment
Dec 3, 2025 to presentfactForm ADV
← James Andrew AldersAdvisorregistration: current employment
Oct 31, 2025 to presentfactForm ADV
← Joseph Daniel StabileAdvisorregistration: current employment
Oct 28, 2025 to presentfactForm ADV
← Jay Everett KadlecAdvisorregistration: current employment
Jun 17, 2025 to presentfactForm ADV
← Melody BradyAdvisorregistration: current employment
Mar 12, 2025 to presentfactForm ADV
← Bruce D KernAdvisorregistration: current employment
Mar 12, 2025 to presentfactForm ADV
← BRENT ANDREW PEDDYAdvisorregistration: current employment
Mar 3, 2025 to presentfactForm ADV
← CHARLOTTE Janelle PACEAdvisorregistration: current employment
Dec 9, 2024 to presentfactForm ADV
← KEVIN M CHURCHILLAdvisorregistration: current employment
Nov 18, 2024 to presentfactForm ADV
← Jacob A LoganAdvisorregistration: current employment
Nov 7, 2024 to presentfactForm ADV
← MELISSA MURPHY PAVONEAdvisorregistration: current employment
Sep 16, 2024 to presentfactForm ADV
← DAVID MICHAEL LEONEAdvisorregistration: current employment
Aug 27, 2024 to presentfactForm ADV
← Aspen Lynn WestAdvisorregistration: current employment
Aug 22, 2024 to presentfactForm ADV
← DAVID ALLEN CARTERAdvisorregistration: current employment
May 28, 2024 to presentfactForm ADV
← CHRISTOPHER TODD OWENSAdvisorregistration: current employment
May 17, 2024 to presentfactForm ADV
← NICHOLAS JAMES WOLFAdvisorregistration: current employment
Apr 9, 2024 to presentfactForm ADV
← Kathleen Patricia ObernederAdvisorregistration: current employment
Jan 19, 2024 to presentfactForm ADV
← GERALD E SHAWAdvisorregistration: current employment
Jul 7, 2023 to presentfactForm ADV
← Michelle Danielle FuccellaAdvisorregistration: current employment
Nov 29, 2022 to presentfactForm ADV
← CHRISTOPHER CHARLES MARRONEAdvisorregistration: current employment
Nov 1, 2022 to presentfactForm ADV
← ERIC J. NEGRONAdvisorregistration: current employment
Sep 7, 2021 to presentfactForm ADV
← CHAD JARRETT RIXSEAdvisorregistration: current employment
Sep 7, 2021 to presentfactForm ADV
and 6 more

Controls (1)

← NEGRON, ERIC, J.OwnerOWNER AND CCO, ownership code E, individual
Jun 4, 2024 to Nov 18, 2024factForm ADV

Dated events

Occurred
Aug 10, 2026
Advisor changed firm
Amy Lynn Colton left Forefront for Legacy Wealth Management, Llc (registered 2026-08-12)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Skyler Jay Fleming left Forefront for Abundo Wealth (registered 2026-06-09)
Form ADVobserved 6 days ago
Occurred
Oct 3, 2025
Advisor changed firm
Syed Mohammed Ali Farooq left Forefront for Jaffe Tilchin Investment Partners, Llc (registered 2025-10-16)
Form ADVobserved 6 days ago
Occurred
Mar 4, 2025
Regulatory AUM changed
Forefront reported RAUM $239.8M, up 103% from $118.2M (2024-11-18 to 2025-03-04)
Form ADVobserved 6 days ago
$122M
Occurred
Jun 4, 2024
First Form ADV filing
Forefront filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago
Occurred
Dec 6, 2023
Advisor changed firm
James Paul Karamourtopoulos left Forefront for New England Private Wealth Advisors, Llc (registered 2024-01-24)
Form ADVobserved 6 days ago
Occurred
Nov 8, 2023
Advisor changed firm
Elisabeth Leydon Brady left Forefront for Tlg Advisors, Inc. (registered 2023-11-21)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2023
Advisor changed firm
Gulseren Mutlu left Forefront for Calton & Associates, Inc. (registered 2022-12-22)
Form ADVobserved 6 days ago
Occurred
Mar 3, 2022
Team lift-out
2 advisors left Calton & Associates, Inc. (Austin, TX) for Forefront on the same day
Form ADVobserved 4 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40d4cf8f-9a39-4ef6-3e21-12b3b0846b00
First observed: Jun 4, 2024
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOREFRONT

FOREFRONT WEALTH PARTNERS, LLC, CRD 308521

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40d4cf8f-9a39-4ef6-3e21-12b3b0846b00

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC J. NEGRON

n/a

AUSTIN, TX

yes

CHAD JARRETT RIXSE

n/a

Austin, TX | AUSTIN, TX

CHRISTOPHER CHARLES MARRONE

Certified Financial Planner

NEW YORK, NY | New York, NY | AUSTIN, TX

Michelle Danielle Fuccella

n/a

AUSTIN, TX | New York, NY

n/a

yes

GERALD E SHAW

Certified Financial Planner

AUSTIN, TX

yes

Kathleen Patricia Oberneder

Certified Financial Planner

AUSTIN, TX | Mequon, WI

yes

NICHOLAS JAMES WOLF

Certified Financial Planner

Woodland Hills, CA | AUSTIN, TX

CHRISTOPHER TODD OWENS

n/a

AUSTIN, TX | Grundy, VA

DAVID ALLEN CARTER

Chartered Financial Consultant

Forest, VA | AUSTIN, TX

Aspen Lynn West

Certified Financial Planner

AUSTIN, TX | Phoenix, AZ

yes

DAVID MICHAEL LEONE

Certified Financial Planner

AUSTIN, TX | Blackwood, NJ

yes

MELISSA MURPHY PAVONE

Certified Financial Planner

Westhampton Beach, NY | AUSTIN, TX

Jacob A Logan

n/a

AUSTIN, TX | Charlotte, NC

CHARLOTTE Janelle PACE

n/a

AUSTIN, TX | Austin, TX

yes

Melody Brady

Certified Financial Planner

AUSTIN, TX | SAN DIEGO, CA | Worthington, OH

yes

BRENT ANDREW PEDDY

n/a

AUSTIN, TX | Rock Hill, SC

Bruce D Kern

n/a

AUSTIN, TX | Ocala, FL

Jay Everett Kadlec

Certified Financial Planner

AUSTIN, TX | Grand Rapids, MI

Joseph Daniel Stabile

Certified Financial Planner

AUSTIN, TX | Jersey City, NJ

James Andrew Alders

Certified Financial Planner

AUSTIN, TX | Buda, TX

ABBY NICOLE MORTON

Certified Financial Planner

AUSTIN, TX | West Jordan, UT

DEREK HOUSTON ST. CLAIR

n/a

AUSTIN, TX | Forest, VA

Jordan Steven Gentry

n/a

AUSTIN, TX | Twin Falls, ID

David Mason Daley

n/a

AUSTIN, TX | Corona, CA

SAURIN SUKUMAR MAKIM

n/a

Newton, MA | AUSTIN, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NEGRON, ERIC, J.

OWNER AND CCO

yes

05/2021

Jun 4, 2024

Nov 18, 2024

City

State

Country

Employees

Also broker-dealer

Austin

United States

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 13, 2026

$240M

n/a

2024

Mar 4, 2025

$240M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

10.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$240M

0.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CALTON & ASSOCIATES, INC.

Mar 3, 2022

Sep 8, 2021

AUSTIN, TX

Team lift out

Ibd to RIA

1.7%