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Advisor at VALIC FINANCIAL ADVISORS, INC.
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Oct 15, 2020 | n/a | yes | HOUSTON, TX | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Oct 3, 2013 | Jan 7, 2020 | no | NEWTOWN, PA|PRINCETON, NJ|NEWTOWN, PA|ROSELAND, NJ|Philadelphia, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 22, 2004 | Sep 19, 2013 | no | PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | VALIC FINANCIAL ADVISORS, INC. | Jan 7, 2020 | Oct 15, 2020 | 282 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ADVICE AND PLANNING SERVICES | Sep 19, 2013 | Oct 3, 2013 | 14 | Firm change | Other |