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Advisor at NAVY FEDERAL INVESTMENT SERVICES, LLC
Ashburn, VA | RESTON, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NAVY FEDERAL INVESTMENT SERVICES, LLC | Bd affiliated wealth | Jan 4, 2017 | n/a | yes | RESTON, VA|Ashburn, VA | Current employment |
| NAVY FEDERAL ASSET MANAGEMENT, LLC | Former SEC adviser | Aug 14, 2009 | Jan 4, 2017 | no | VIENNA, VA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 23, 2009 | May 4, 2009 | no | FALLS CHURCH, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 21, 2008 | Dec 3, 2008 | no | VIENNA, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NAVY FEDERAL ASSET MANAGEMENT, LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | Jan 4, 2017 | Jan 4, 2017 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | NAVY FEDERAL ASSET MANAGEMENT, LLC | May 4, 2009 | Aug 14, 2009 | 102 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | EQUITABLE ADVISORS, LLC | Dec 3, 2008 | Jan 23, 2009 | 51 | Firm change | Ibd to ibd |