DFX Intelligence

S••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

S••••••• P•••••••

S••••••• P••••••• MANAGEMENT, L.P., CRD 284346

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7089ae4c-f28c-70fb-46d7-2fdd4430c99e

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 5
On other graphs: 3
Observed: Jun 28, 2016 to Mar 31, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••• P•••••••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

S••••••• P•••••••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

S••••••• P•••••••

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $14B••• Locked
Discretionary RAUM: $14B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 60

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• P••••••• I••• L•••	Private Equity Fund	$4.9B	Mar 28, 2024	75	Mar 30, 2018	reported	021-299057
S••••••• P••••••• I••••• L•••	Private Equity Fund	$2.8B	Mar 28, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••• S•••••• L•••••	Owner	E	yes	01/2020	Jun 28, 2016	Mar 28, 2024
K••••••• S•••••• L•••••	MANAGING DIRECTOR	Na	yes	07/2011	Jun 28, 2016	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•• S•••••• L••	n/a	n/a	n/a	N	yes	n/a
S• G•••••• G• L••	n/a	n/a	n/a	N	yes	n/a
S• G• ••••••• L•••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
WEST PALM BEACH	FL	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$14B	$14B	2.6%	$11B	8.5%	60	62	1	1

Relationships

Advises (34)

→ C•• I•••••••• L•••Private fundPrivate Equity Fund, IA
Oct 10, 2019 to presentfactForm ADV
→ S• U•• I•••••••• L••Private fundPrivate Equity Fund, IA
Oct 10, 2019 to presentfactForm ADV
→ S• C•• L•••Private fundPrivate Equity Fund, IA
Oct 10, 2019 to presentfactForm ADV
→ S••••••• P••••••• I• A••••••••• L•••Private fund

Dated events

Occurred
Feb 9, 2022
Control person left
Thomas Peter Morrow (Managing Director) no longer on Schedule A of S••••••• P••••••• (listed 2021-03-30, absent 2022-02-09)
Form ADVobserved 7 days ago
Occurred
Oct 10, 2019
Control person joined
John Robert Sweeney (President) appeared on Schedule A of S••••••• P•••••••
Form ADVobserved 7 days ago
Occurred
Jun 21, 2019
Control person joined
Pilar Carla Vogel (Chief Compliance Officer) appeared on Schedule A of S••••••• P•••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7089ae4c-f28c-70fb-46d7-2fdd4430c99e
First observed: Jun 28, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.