DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• P•••••••
Legal name S••••••• P••••••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Jun 28, 2016 · 18 filings
SEC status approved since Jul 6, 2016
RAUM
$14B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
60
35 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
33
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$14B as of Mar 31, 2026
Mar 27, 2017$4.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20170 then
Employees (5.A)60 as of Mar 31, 2026
Mar 27, 201731 then
Private funds33 as of Mar 31, 2026
Mar 27, 201712 then
RAUM +2.6% over the last fiscal year+8.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $433MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $13B, 33 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13B for 33 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
34 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• P••••••• I••• L••• | Private Equity Fund | $4.9B | 75 | Mar 30, 2018 |
| S••••••• P••••••• I••••• L••• | Private Equity Fund | $2.8B | 62 | Mar 30, 2018 |
| S••••••• P••••••• I•• L••• | Private Equity Fund | $1.8B | 61 | Jun 28, 2016 |
| S••••••• P•••••••• L••• | Private Equity Fund | $851M | 67 | Jun 28, 2016 |
| A••• I•••••••• L••• | Private Equity Fund | $664M | 33 | Oct 10, 2019 |
| S• A••• I•••••••• L•• | Private Equity Fund | $411M | 14 | Oct 10, 2019 |
| S• I•• C••••••••• G•••••• A••••••••• L••• | Private Equity Fund | $256M | 23 | Mar 30, 2023 |
| C•• I•••••••• L••• | Private Equity Fund | $212M | 33 | Oct 10, 2019 |
| S••••••• P••••••• A• L••• | Private Equity Fund | $200M | 67 | Jun 28, 2016 |
| S••••••• P••••••• T•••••• L••••• | Private Equity Fund | $165M | 8 | Oct 10, 2019 |
| S• C•• L••• | Private Equity Fund | $131M | 14 | Oct 10, 2019 |
| S••••••• P••••••• I•• V•••• A••• L••• | Private Equity Fund | $108M | 8 | Mar 27, 2019 |
| S••••••• P••••••• I•• A••••••••• L••• | Private Equity Fund | $89.2M | 12 | Mar 27, 2019 |
| S••••••• P••••••• ••••••••• L••••• | Private Equity Fund | $80.3M | 2 | Jun 28, 2016 |
| U•• I•••••••• L••• | Private Equity Fund | $45.5M | 33 | Oct 10, 2019 |
| S••••••• P••••••• H•• L••••• | Private Equity Fund | $45.2M | 7 | Oct 10, 2019 |
| S••••••• P••••••• I• A••••••••• L••• | Private Equity Fund | $37.0M | 8 | Jun 28, 2016 |
| S• U•• I•••••••• L•• | Private Equity Fund | $28.3M | 14 | Oct 10, 2019 |
| S• L•• I•••••••• L••• | Private Equity Fund | $26.9M | 3 | Mar 30, 2022 |
| S••••••• P••••••• I•• A••••••••• I••••••••• L••• | Private Equity Fund | $26.8M | 58 | Oct 10, 2019 |
| S••••••• P••••••• I• A••••••••• L••• | Private Equity Fund | $14.0M | 15 | Jun 28, 2016 |
| S••••••• P••••••• A••••••••• L••• | Private Equity Fund | $12.9M | 11 | Jun 28, 2016 |
| S••••••• P••••••• I• A••••••••• I••••••••• L••• | Private Equity Fund | $9.1M | 35 | Jun 28, 2016 |
| S••••••• P••••••• A••••••••• ••••••••• L••• | Private Equity Fund | $8.6M | 1 | Jun 28, 2016 |
| S••••••• P••••••• A••••••••• I••••••••• L••• | Private Equity Fund | $6.0M | 15 | Jun 28, 2016 |
| S••••••• P••••••• A••••••••• L••• | Private Equity Fund | $4.8M | 5 | Jun 28, 2016 |
| A•••••• S••••••• H•••••• C•••••• | Private Equity Fund | $4.0M | 10 | Oct 10, 2019 |
| S• L• H•••••• I•••••••• L••• | Private Equity Fund | $3.6M | 3 | Mar 30, 2022 |
| F•••••• T•••• L••no longer reported | Private Equity Fund | $1.7M | 10 | Oct 10, 2019 |
| F•••••• S•••••• L•• | Private Equity Fund | $1.4M | 3 | Oct 10, 2019 |
| S••••••• P••••••• A••••••••• L••• | Private Equity Fund | $996,441 | 5 | Jun 28, 2016 |
| N••• W••• T•••• L•• | Private Equity Fund | $3,047 | 12 | Oct 10, 2019 |
| N•• I•••••••• L•• | Private Equity Fund | $2,471 | 4 | Oct 10, 2019 |
| K••••• S•••••• L••••••no longer reported | Private Equity Fund | $0 | 10 | Oct 10, 2019 |
Owners and control persons
Schedule A and B, latest filing
- K••••••• S•••••• L••••• · Managing Directorcontrolsince 07/2011 · owns less than 5%
- S••••••• R•••••• J••• · Presidentcontrolsince 09/2019 · owns less than 5%
- V••••• C••••• P•••• · General Counsel & Chief Compliance Officercontrolsince 05/2019 · owns less than 5%
- W••••••••• J•••• D•••• · Chief Financial Officercontrolsince 01/2012 · owns less than 5%
- K••••••• S•••••• L••••• · L•••••• Partnercontrolsince 01/2020 · owns 75% or more of S••••••• P••••••• F•••••• L•••
- K••••••• S•••••• L••••• · Ownercontrolsince 01/2020 · owns 75% or more of S••••••• P••••••• M••••••••• G•• L•••••
- K••••••• S•••••• L••••• · Ownercontrolsince 01/2020 · owns 75% or more of S••••••• P••••••• M•••••• L•••••
Entity owners
- S••••••• P••••••• F•••••• L••• · L•••••• Partnerdirect · owns 75% or more
- S••••••• P••••••• M••••••••• G•• L••••• · General Partnerdirect · owns less than 5%
- S••••••• P••••••• M•••••• L••••• · General Partnerindirect · owns F of S••••••• P••••••• F•••••• L•••
Related persons
Schedule D 7.A
- N•• S•••••• L••pooled vehicle sponsorn
- S• G•••••• G• L••pooled vehicle sponsorn
- S• G• ••••••• L•••pooled vehicle sponsorn
- S••••••• P••••••• G• •••••••• L•••pooled vehicle sponsorn
- S••••••• P••••••• G•• L•••••pooled vehicle sponsorn
- S••••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- S••••••• P••••••• I•• G•• L•••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- W••• Palm Beach, FL2 employees
What changed
consecutive filings, newest first
- Accounts · 30 to 33Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 41 to 35Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 30 to 33Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $11B to $13BMar 28, 2025 to Mar 31, 2026
- Employees · 62 to 60Mar 28, 2025 to Mar 31, 2026
- Private funds · 30 to 33Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $14B to $14BMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $79.8M to $73.3MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $14B to $14BMar 28, 2025 to Mar 31, 2026
- RAUM · $14B to $14BMar 28, 2025 to Mar 31, 2026
- Accounts · 31 to 30Jan 14, 2025 to Mar 28, 2025
- Advisory employees · 38 to 41Jan 14, 2025 to Mar 28, 2025
- Pooled vehicle clients · 31 to 30Jan 14, 2025 to Mar 28, 2025
- Assets in custody · $10B to $11BJan 14, 2025 to Mar 28, 2025
- Employees · 58 to 62Jan 14, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 14, 2025 to Mar 28, 2025
- Private funds · 31 to 30Jan 14, 2025 to Mar 28, 2025
- Discretionary RAUM · $13B to $14BJan 14, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $80.3M to $79.8MJan 14, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $13B to $14BJan 14, 2025 to Mar 28, 2025
- RAUM · $13B to $14BJan 14, 2025 to Mar 28, 2025
- Accounts · 32 to 31Aug 14, 2023 to Mar 28, 2024
- Advisory employees · 40 to 38Aug 14, 2023 to Mar 28, 2024
- Pooled vehicle clients · 32 to 31Aug 14, 2023 to Mar 28, 2024
- Assets in custody · $8.8B to $10BAug 14, 2023 to Mar 28, 2024
- Private funds · 32 to 31Aug 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $11B to $13BAug 14, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $74.1M to $80.3MAug 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $11B to $13BAug 14, 2023 to Mar 28, 2024
- RAUM · $11B to $13BAug 14, 2023 to Mar 28, 2024
- Advisory employees · 34 to 40Sep 19, 2022 to Mar 30, 2023
- Assets in custody · $8.0B to $8.8BSep 19, 2022 to Mar 30, 2023
- Employees · 51 to 58Sep 19, 2022 to Mar 30, 2023
- Discretionary RAUM · $11B to $11BSep 19, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $89.7M to $74.1MSep 19, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $11B to $11BSep 19, 2022 to Mar 30, 2023
- RAUM · $11B to $11BSep 19, 2022 to Mar 30, 2023
- Discretionary RAUM · $11B to $11BMar 30, 2022 to Sep 19, 2022
- Pooled vehicle RAUM · $11B to $11BMar 30, 2022 to Sep 19, 2022
- RAUM · $11B to $11BMar 30, 2022 to Sep 19, 2022
Signals
5 dated events
- Thomas Peter Morrow (Managing Director) no longer on Schedule A of S••••••• P••••••• (listed 2021-03-30, absent 2022-02-09)Feb 9, 2022 · Control person left · inference
- John Robert Sweeney (President) appeared on Schedule A of S••••••• P•••••••Oct 10, 2019 · Control person joined · fact
- Pilar Carla Vogel (Chief Compliance Officer) appeared on Schedule A of S••••••• P•••••••Jun 21, 2019 · Control person joined · fact
- S••••••• P••••••• reported RAUM $7.6B, up 57% from $4.9B (2017-03-27 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- S••••••• P••••••• filed its initial SEC registration (Form ADV)Jun 28, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- S••••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- S•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (212) 796-8500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026