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D•••• J••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

D•••• J••• L•••••

Advisor at M•••• F•••••••• A•••••••

Rocky Hill, CT | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:70adae8a-cada-632d-ac3c-c9ffe1e91d22

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 17, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Aug 26, 2022	n/a	yes	Rocky Hill, CT\|ALPHARETTA, GA	Current employment
B•••• W••••• M••••••••• L••	n/a	Aug 27, 2004	Dec 31, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	B•••• W••••• M••••••••• L••	Nov 25, 2022	Aug 27, 2004	-6,664	Firm change after gap	Other
B•••• W••••• M••••••••• L••	M•••• F•••••••• A•••••••	Dec 31, 2018

Relationships

Registered with (3)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Aug 26, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 17, 1998 to Nov 25, 2022factForm ADV
→ B•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2004 to Dec 31, 2018factForm ADV

Dated events

Occurred
Nov 25, 2022
Advisor changed firm
D•••• J••• L••••• left L•• F•••••••• L•• for B•••• W••••• M••••••••• L•• (registered 2004-08-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70adae8a-cada-632d-ac3c-c9ffe1e91d22
First observed: Feb 17, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.