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B•••• B••••••• H••••••• M••••• F••• A••••••• D•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

B•••• B••••••• H••••••• M••••• F••• A••••••• D•••••••••

B•••• B••••••• H••••••• • C••, CRD 111231

NEW YORK, NY

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Search this name across graphsid dfx:ria:70aff5c2-512d-5448-bc74-4e14e49ef0e3

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 50
Dated events: 26
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=4.0
Regulatory AUM: $7.2BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name; showing 40 of 49

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• P••••••••• L•	Partner	Na	yes	05/2023	Mar 25, 2024	Mar 25, 2024
B•••• T•••••• E•••	Partner	A	yes	01/2005	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• B••••••• H••••••• • C••	n/a	n/a	n/a	Y	no	n/a
B•••• B••••••• H••••••• I••••••••• L••	n/a	n/a	n/a	N

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.2B	$25B	-71.3%	$18B	-26.7%	48	71	0	0

Relationships

Controls (38)

← I••••• C••••••• O•••OwnerPARTNER, ownership code NA, individual
Mar 30, 2012 to Mar 25, 2024factForm ADV
← W•••••• R••••••• H•••••OwnerPARTNER, ownership code NA, individual
Mar 30, 2012 to Mar 25, 2024factForm ADV
← N•••••••• Y•••••••• N••OwnerPARTNER, ownership code NA, individual
Mar 30, 2012 to Mar 25, 2024factForm ADV
← C•••••••• V••••••••• D•••OwnerPARTNER, ownership code NA, individual
Mar 26, 2021 to Mar 25, 2024fact

Dated events

Occurred
Feb 6, 2026
Regulatory AUM changed
B•••• B••••••• H••••••• M••••• F••• A••••••• D••••••••• reported RAUM $7.2B, down 71% from $24.9B (2025-02-11 to 2026-02-06)
Form ADVobserved 7 days ago
$-17.8B
Occurred
Mar 25, 2024
Control person left
Nmn Dario Galindo (Partner) no longer on Schedule A of B•••• B••••••• H••••••• M••••• F••• A••••••• D••••••••• (listed 2023-03-23, absent 2024-03-25)
Form ADVobserved 7 days ago
Occurred
Mar 25, 2024
Control person left
Nmn Jean-Pierre Paquin (Partner And President) no longer on Schedule A of B•••• B••••••• H••••••• M••••• F••• A••••••• D••••••••• (listed 2023-03-23, absent 2024-03-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70aff5c2-512d-5448-bc74-4e14e49ef0e3
First observed: Mar 30, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 30, 2026	$7.2B	$7.2B	48	25	0	n/a	n/a
2024	Feb 11, 2025	$25B	$25B	71	44	0	n/a	n/a
2023	Mar 25, 2024	$21B	$21B	74	44	0	n/a	n/a
2022	Mar 23, 2023	$18B	$18B	67	39	0	n/a	n/a
2021	Mar 30, 2022	$24B	$24B	70	41	0	n/a	n/a
2020	Mar 26, 2021	$18B	$18B	69	40	0	n/a	n/a
2019	Mar 30, 2020	$14B	$14B	69	45	0	n/a	n/a
2018	Mar 29, 2019	$13B	$13B	66	41	0	n/a	n/a
2017	Mar 23, 2018	$14B	$14B	67	40	0	n/a	n/a
2016	Mar 30, 2017	$14B	$14B	72	35	n/a	n/a	n/a
2015	Mar 30, 2016	$12B	$12B	68	38	n/a	n/a	n/a
2014	Mar 31, 2015	$14B	$14B	78	28	n/a	n/a	n/a
2013	Feb 28, 2014	$13B	$13B	64	37	n/a	n/a	n/a
2012	Mar 27, 2013	$9.6B	$9.6B	53	27	n/a	n/a	n/a
2011	Mar 30, 2012	$6.0B	$6.0B	n/a	n/a	n/a	n/a	n/a