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Reading the graph
Advisor at GW FINANCIAL
RENO, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GW FINANCIAL | Independent wealth | Jun 26, 2014 | n/a | yes | RENO, NV | Current employment |
| BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT | Asset manager | Aug 19, 2009 | Jan 21, 2010 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT | GW FINANCIAL | Jan 21, 2010 | Jun 26, 2014 | 1,617 | Firm change after gap | Other |