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Advisor at EQUITABLE ADVISORS, LLC
INDEPENDENCE, OH | Hudson, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 19, 2022 | n/a | yes | INDEPENDENCE, OH|Hudson, OH | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 12, 2017 | Jan 19, 2022 | no | PEPPER PIKE, OH|HUDSON, OH|FORT LAUDERDALE, FL|CLEVELAND, OH|Cleveland, OH|CLEVELAND, OH|KANSAS CITY, MO|CLEVELAND, OH|CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EQUITABLE ADVISORS, LLC | Jan 19, 2022 | Jan 19, 2022 | 0 | Firm change | Wirehouse to ibd |