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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)41 years in industry

BRIAN PATRICK WALSH

Advisor at THE ASCENT GROUP, LLC

Hilton Head, SC | WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70b4b060-bd88-bf06-4fd4-3d0b60e3153c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE ASCENT GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Nov 2, 1985
First registration: Mar 13, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1432309

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE ASCENT GROUP, LLC	Independent wealth	May 14, 2021	n/a	yes	Hilton Head, SC\|WAYNE, PA	Current employment
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jun 30, 2006	Nov 5, 2021	no	BALA CYNWYD, PA\|PHILADELPHIA, PA\|KING OF PRUSSIA, PA\|WORCESTER, PA\|WAYNE, PA\|CINCINNATI, OH\|LINCOLN, NE\|Freeport, NY\|Hilton Head, SC	Previous registration
CARILLON INVESTMENTS, INC.	n/a	Mar 13, 2003	Jun 30, 2006	no	WAYNE, PA\|WAYNE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES	THE ASCENT GROUP, LLC	Nov 5, 2021	May 14, 2021	-175	Firm change after gap	Ibd to new firm
CARILLON INVESTMENTS, INC.	AMERITAS ADVISORY SERVICES	Jun 30, 2006	Jun 30, 2006	0	Firm change	Other

Relationships

Registered with (3)

→ THE ASCENT GROUP, LLCRegistered adviserregistration: current employment
May 14, 2021 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 30, 2006 to Nov 5, 2021factForm ADV
→ CARILLON INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 13, 2003 to Jun 30, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70b4b060-bd88-bf06-4fd4-3d0b60e3153c
First observed: Mar 13, 2003
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIAN PATRICK WALSH

Advisor at THE ASCENT GROUP, LLC

Hilton Head, SC | WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70b4b060-bd88-bf06-4fd4-3d0b60e3153c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

THE ASCENT GROUP, LLC

Independent wealth

May 14, 2021

n/a

yes

Hilton Head, SC|WAYNE, PA

Current employment

AMERITAS ADVISORY SERVICES

Former SEC adviser

Jun 30, 2006

Nov 5, 2021

Previous registration

CARILLON INVESTMENTS, INC.

n/a

Mar 13, 2003

Jun 30, 2006

WAYNE, PA|WAYNE, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AMERITAS ADVISORY SERVICES

THE ASCENT GROUP, LLC

Nov 5, 2021

May 14, 2021

-175

Firm change after gap

Ibd to new firm

CARILLON INVESTMENTS, INC.

AMERITAS ADVISORY SERVICES

Jun 30, 2006

Firm change

Other