DFX Intelligence

R••• E••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

R••• E••••• M••••••••

Advisor at G•• W••••• M•••••••••

FLOWER MOUND, TX

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Search this name across graphsid dfx:ria:70bba1df-0d0e-71af-06fd-7bfac0502719

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 8, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•• W••••• M•••••••••	Independent wealth	Sep 29, 2023	n/a	yes	FLOWER MOUND, TX	Current employment
F••••• I•••••••••	Independent wealth	Oct 10, 2022	Sep 14, 2023	no	Plano, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	G•• W••••• M•••••••••	Sep 14, 2023	Sep 29, 2023	15	Firm change	RIA to RIA
F•••• C•••••• A••••••• S•••••••	F••••• I•••••••••	Oct 7, 2022	Oct 10, 2022

Relationships

Registered with (3)

→ G•• W••••• M•••••••••Registered adviserregistration: current employment
Sep 29, 2023 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Oct 10, 2022 to Sep 14, 2023factForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Aug 8, 2018 to Oct 7, 2022factForm ADV

Dated events

Occurred
Sep 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70bba1df-0d0e-71af-06fd-7bfac0502719
First observed: Aug 8, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.