RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• E••••• M••••••••
- G•• W••••• M••••••••• independent RIA currentsince Sep 29, 2023 · Flower Mound, Tx
- F••••• I••••••••• independent RIAOct 10, 2022 to Sep 14, 2023 · Plano, Tx
- F•••• C•••••• A••••••• S••••••• BD affiliatedAug 8, 2018 to Oct 7, 2022 · Colorado Springs, Co
- F••••• I••••••••• to G•• W••••• M•••••••••left Sep 14, 2023, registered Sep 29, 2023 (15 days) · RIA to RIA
- F•••• C•••••• A••••••• S••••••• to F••••• I•••••••••left Oct 7, 2022, registered Oct 10, 2022 (3 days) · Affiliated broker-dealer or bank to independent RIA
- R••• E••••• M•••••••• left F••••• I••••••••• for G•• W••••• M••••••••• (registered 2023-09-29)Sep 14, 2023 · Advisor changed firm · fact
- R••• E••••• M•••••••• left F•••• C•••••• A••••••• S••••••• for F••••• I••••••••• (registered 2022-10-10)Oct 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address