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RIA / WealthAdvisor12 years in industry

THADDEUS D HEGGENESS

Advisor at SCHARF INVESTMENTS, LLC

LOS GATOS, CA

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Search this name across graphsid dfx:ria:70c0ec0f-e6ab-872b-217f-317f16ac2ab5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHARF INVESTMENTS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Oct 22, 2013
First registration: Oct 23, 2013
Dual registered: no
Other names: Farmer
IAPD individual key: 6239098

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHARF INVESTMENTS, LLC	Mixed wealth	Feb 20, 2024	n/a	yes	LOS GATOS, CA	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 30, 2015	Mar 14, 2018	no	NEWPORT BEACH, CA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 11, 2014	Apr 29, 2015	no	NEWPORT BEACH, CA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 23, 2013	Oct 6, 2014	no	Newport Beach, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	SCHARF INVESTMENTS, LLC	Mar 14, 2018	Feb 20, 2024	2,169	Firm change after gap	Ibd to RIA
SECURIAN FINANCIAL SERVICES, INC.	RBC CAPITAL MARKETS, LLC	Apr 29, 2015	Apr 30, 2015	1	Firm change	Other
MORGAN STANLEY	SECURIAN FINANCIAL SERVICES, INC.	Oct 6, 2014	Dec 11, 2014	66	Firm change	Other

Relationships

Registered with (4)

→ SCHARF INVESTMENTS, LLCRegistered adviserregistration: current employment
Feb 20, 2024 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Apr 30, 2015 to Mar 14, 2018factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 11, 2014 to Apr 29, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 23, 2013 to Oct 6, 2014factForm ADV

Dated events

No dated event names this entity yet.