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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

SCHARF INVESTMENTS, LLC

CRD 105508

LOS GATOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:54a4df9d-e0d8-2b42-c900-a1c2470618f4

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 5
On other graphs: 0
Observed: Mar 16, 2012 to Mar 24, 2026
62 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.32 fund_share=0.62 institutional_share=0.02 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $4.2BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 32%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $702Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 23
Advisory employees: 15
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,395
Individual clients: 0
High net worth clients: 1,314
SEC number: 801-18799
CIK: 1463746
CRD: 105508
Filings on the tape: 62
First filed: Mar 16, 2012
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, DE
Website: scharfinvestments.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EVAN C JONES	Chartered Financial Analyst	LOS GATOS, CA \| SAN FRANCISCO, CA	7	17	3	no
AARON DAHLGREN MILLER	Chartered Financial Analyst	LOS GATOS, CA	6	16	2	no
THADDEUS D HEGGENESS	n/a	LOS GATOS, CA	2	12	3	no
MARCUS ALAN POTEETE	Certified Financial Planner	LOS GATOS, CA	2	10	3	no
DEBORAH LYNNE ROBINSON	n/a	LOS GATOS, CA	0	15	n/a	no
JORDAN THOMAS COREY	Chartered Financial Analyst	LOS GATOS, CA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K5 CAPITAL MANAGEMENT, LLC	MEMBER (CLASS A)	C	yes	09/2017	Mar 24, 2026	Mar 24, 2026
KRAWEZ, BRIAN, ALAN	PRESIDENT & MANAGING MEMBER (CLASS A)	B	yes	10/2010	Mar 24, 2026	Mar 24, 2026
KRAWEZ, KAREN	MEMBER (CLASS A)	B	yes	01/2019	Mar 24, 2026	Mar 24, 2026
EURAZEO SA	HOLDING COMPANY	E	yes	04/2014	Apr 22, 2019	Aug 19, 2024
IM SQUARE SAS	Parent	E	yes	04/2019	Apr 22, 2019	Aug 19, 2024
KRAWEZ, BRIAN, ALAN	Partner	C	yes	10/2017	Mar 16, 2012	Aug 19, 2024
KRAWEZ, KAREN	Partner	C	yes	10/2017	Nov 1, 2017	Aug 19, 2024
LEGENDRE HOLDING 36	HOLDING COMPANY	D	yes	06/2015	Apr 22, 2019	Aug 19, 2024
IM SQUARE HOLDING 5 LLC	MEMBER (CLASS C)	C	no	04/2019	Mar 24, 2026	Mar 24, 2026
MARCUS, JASON, ADAM	CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER	Na	no	11/2010	Mar 16, 2012	Aug 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
IM GLOBAL PARTNER FUND MANAGEMENT LLC	n/a	Asset manager	$4.0B	N	no	n/a
IM GLOBAL US DISTRIBUTORS LLC	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Soquel	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$4.2B	$2.7B	23	15	1	n/a	n/a
2024	Mar 17, 2025	$4.2B	$2.8B	23	15	1	n/a	n/a
2023	Mar 11, 2024	$4.5B	$3.3B	23	14	1	n/a	n/a
2022	Mar 10, 2023	$3.8B	$2.7B	25	12	1	n/a	n/a
2021	Mar 14, 2022	$4.0B	$2.8B	22	12	1	n/a	n/a
2020	Mar 5, 2021	$3.3B	$2.3B	22	15	1	n/a	n/a
2019	Feb 20, 2020	$3.4B	$2.4B	22	14	0	n/a	n/a
2018	Feb 28, 2019	$3.2B	$2.3B	23	14	0	n/a	n/a
2017	Feb 23, 2018	$5.2B	$3.9B	23	14	0	n/a	n/a
2016	Feb 28, 2017	$5.3B	$5.3B	23	14	n/a	n/a	n/a
2015	Mar 2, 2016	$5.1B	$5.1B	21	12	n/a	n/a	n/a
2014	Mar 2, 2015	$4.1B	$3.9B	19	8	n/a	n/a	n/a
2013	Feb 20, 2014	$2.7B	$2.6B	16	10	n/a	n/a	n/a
2012	Apr 1, 2013	$1.8B	$1.7B	15	10	n/a	n/a	n/a
2011	Mar 16, 2012	$1.3B	$1.3B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	33.3%	0	0	0	2	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.2B	$4.2B	-0.4%	$3.8B	3.1%	23	23	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FREESTONE CAPITAL MANAGEMENT, LLC	3	May 15, 2019	May 17, 2019	LOS GATOS, CA	Firm absorbed	RIA to RIA	50.0%

Relationships

Affiliated with (4)

← IM GLOBAL PARTNER FUND MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ IM GLOBAL PARTNER FUND MANAGEMENT LLCRegistered adviserother investment adviser
factForm ADV
← LITMAN GREGORY WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← IM GLOBAL PARTNER US, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Registered with (16)

← JORDAN THOMAS COREYAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← DEBORAH LYNNE ROBINSONAdvisorregistration: current employment
Nov 17, 2025 to presentfactForm ADV
← MARCUS ALAN POTEETEAdvisorregistration: current employment
May 22, 2024 to presentfactForm ADV
← THADDEUS D HEGGENESSAdvisorregistration: current employment
Feb 20, 2024 to presentfactForm ADV
← AARON DAHLGREN MILLERAdvisorregistration: current employment
Mar 4, 2020 to presentfactForm ADV
← EVAN C JONESAdvisorregistration: current employment
Aug 7, 2019 to presentfactForm ADV
← KENNETH MARVIN VANDER KOOIAdvisorregistration: previous registration
Apr 10, 2013 to Jan 2, 2026factForm ADV
← DANIEL ROBERT D'ORAZIOAdvisorregistration: previous registration
Mar 23, 2021 to Nov 13, 2025factForm ADV
← Emmanuel Abion LlandaAdvisorregistration: previous registration
Aug 6, 2024 to Sep 2, 2025factForm ADV
← ROBERT EARL O'QUINNAdvisorregistration: previous registration
Jul 13, 2018 to Mar 3, 2025factForm ADV
← LISA MARIE PASTUSHOKAdvisorregistration: previous registration
Jun 2, 2015 to Mar 31, 2020factForm ADV
← MICHAEL LEE ALLARDAdvisorregistration: previous registration
Jul 28, 2011 to May 15, 2019factForm ADV
← SAMUEL PUNAdvisorregistration: previous registration
Feb 5, 2018 to May 15, 2019factForm ADV
← RILEY BARRAdvisorregistration: previous registration
Jan 21, 2016 to May 15, 2019factForm ADV
← LOREN LOWE KINCZELAdvisorregistration: previous registration
Nov 5, 2010 to Feb 23, 2018factForm ADV
← MARCOS MARTINS PEIXOTOAdvisorregistration: previous registration
Nov 29, 2000 to Apr 25, 2006factForm ADV

Controls (6)

← KRAWEZ, BRIAN, ALANOwnerPARTNER, ownership code C, individual
Mar 16, 2012 to Aug 19, 2024factForm ADV
← KRAWEZ, KARENOwnerPARTNER, ownership code C, individual
Nov 1, 2017 to Aug 19, 2024factForm ADV
← EURAZEO SAOwnerHOLDING COMPANY, ownership code E, foreign entity
Apr 22, 2019 to Aug 19, 2024factForm ADV
← IM SQUARE SASOwnerPARENT, ownership code E, foreign entity
Apr 22, 2019 to Aug 19, 2024factForm ADV
← K5 CAPITAL MANAGEMENT, LLCOwnerMEMBER (CLASS A), ownership code C, domestic entity
Sep 29, 2017 to Aug 19, 2024factForm ADV
← LEGENDRE HOLDING 36OwnerHOLDING COMPANY, ownership code D, foreign entity
Apr 22, 2019 to Aug 19, 2024factForm ADV

Owns (2)

← MARCUS, JASON, ADAMOwnerCHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 16, 2012 to Aug 19, 2024factForm ADV
← IM SQUARE HOLDING 5 LLCOwnerMEMBER (CLASS C), ownership code C, foreign entity
Apr 22, 2019 to Aug 19, 2024factForm ADV

Moved with (1)

→ FREESTONE CAPITAL MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
May 15, 2019 to May 17, 2019factForm ADV

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
Kenneth Marvin Vander Kooi left Scharf Investments, Llc for Summitry, Llc (registered 2024-02-27)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2025
Advisor changed firm
Daniel Robert D'Orazio left Scharf Investments, Llc for Parallel Advisors, Llc (registered 2021-09-17)
Form ADVobserved 4 days ago
Occurred
Sep 2, 2025
Advisor changed firm
Emmanuel Abion Llanda left Scharf Investments, Llc for Schwab Wealth Advisory, Inc. (registered 2025-09-05)
Form ADVobserved 4 days ago
Occurred
Mar 3, 2025
Advisor changed firm
Robert Earl O'Quinn left Scharf Investments, Llc for Arcus Capital Partners, Llc (registered 2019-08-06)
Form ADVobserved 4 days ago
Occurred
Feb 28, 2019
Regulatory AUM changed
Scharf Investments, Llc reported RAUM $3.2B, down 35% from $5.0B (2018-07-26 to 2019-02-28)
Form ADVobserved 4 days ago
$-1.8B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54a4df9d-e0d8-2b42-c900-a1c2470618f4
First observed: Mar 16, 2012
Last observed: Mar 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHARF INVESTMENTS, LLC

CRD 105508

LOS GATOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:54a4df9d-e0d8-2b42-c900-a1c2470618f4

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EVAN C JONES

Chartered Financial Analyst

LOS GATOS, CA | SAN FRANCISCO, CA

AARON DAHLGREN MILLER

Chartered Financial Analyst

LOS GATOS, CA

THADDEUS D HEGGENESS

n/a

LOS GATOS, CA

MARCUS ALAN POTEETE

Certified Financial Planner

LOS GATOS, CA

DEBORAH LYNNE ROBINSON

n/a

LOS GATOS, CA

n/a

JORDAN THOMAS COREY

Chartered Financial Analyst

LOS GATOS, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

K5 CAPITAL MANAGEMENT, LLC

MEMBER (CLASS A)

yes

09/2017

Mar 24, 2026

KRAWEZ, BRIAN, ALAN

PRESIDENT & MANAGING MEMBER (CLASS A)

yes

10/2010

Mar 24, 2026

KRAWEZ, KAREN

MEMBER (CLASS A)

yes

01/2019

Mar 24, 2026

EURAZEO SA

HOLDING COMPANY

yes

04/2014

Apr 22, 2019

Aug 19, 2024

IM SQUARE SAS

Parent

yes

04/2019

Apr 22, 2019

Aug 19, 2024

KRAWEZ, BRIAN, ALAN

Partner

yes

10/2017

Mar 16, 2012

Aug 19, 2024

KRAWEZ, KAREN

Partner

yes

10/2017

Nov 1, 2017

Aug 19, 2024

LEGENDRE HOLDING 36

HOLDING COMPANY

yes

06/2015

Apr 22, 2019

Aug 19, 2024

IM SQUARE HOLDING 5 LLC

MEMBER (CLASS C)

04/2019

Mar 24, 2026

MARCUS, JASON, ADAM

CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER

11/2010

Mar 16, 2012

Aug 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

IM GLOBAL PARTNER FUND MANAGEMENT LLC

n/a

Asset manager

$4.0B

n/a

IM GLOBAL US DISTRIBUTORS LLC

n/a

City

State

Country

Employees

Also broker-dealer

Soquel

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$4.2B

$2.7B

n/a

2024

Mar 17, 2025

$4.2B

$2.8B

n/a

2023

Mar 11, 2024

$4.5B

$3.3B

n/a

2022

Mar 10, 2023

$3.8B

$2.7B

n/a

2021

Mar 14, 2022

$4.0B

$2.8B

n/a

2020

Mar 5, 2021

$3.3B

$2.3B

n/a

2019

Feb 20, 2020

$3.4B

$2.4B

n/a

2018

Feb 28, 2019

$3.2B

$2.3B

n/a

2017

Feb 23, 2018

$5.2B

$3.9B

n/a

2016

Feb 28, 2017

$5.3B

n/a

2015

Mar 2, 2016

$5.1B

n/a

2014

Mar 2, 2015

$4.1B

$3.9B

n/a

2013

Feb 20, 2014

$2.7B

$2.6B

n/a

2012

Apr 1, 2013

$1.8B

$1.7B

n/a

2011

Mar 16, 2012

$1.3B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.2B

-0.4%

$3.8B

3.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FREESTONE CAPITAL MANAGEMENT, LLC

May 15, 2019

May 17, 2019

LOS GATOS, CA

Firm absorbed

RIA to RIA

50.0%