DFX Intelligence

G•••••• I••••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

G•••••• I••••••••• C••••••• L••

CRD 331306

NEW YORK, NY

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Search this name across graphsid dfx:ria:70c14315-ed93-d719-4f51-b74de7728cf6

Data as of May 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 2
Observed: Apr 29, 2024 to May 28, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•••••• I••••••••• C••••••• L••

Private equity manager · shared crd

Venture Capitalidentity

G•••••• I••••••••• C••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $331M••• Locked
Discretionary RAUM: $331M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••••• I••••••••• C•••••• P••••••• F••• I• L•••	Private Equity Fund	$0	Sep 19, 2024	0	Apr 29, 2024	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••••• N•••••••• Z••••••	CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER	E	yes	03/2024	Apr 29, 2024	Sep 19, 2024
D••••••• M•••• D•	CO-FOUNDER AND G•••••• PARTNER	Na	no	03/2024	Apr 29, 2024	Sep 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••• I••••••••• C•••••• P••••••• F••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$331M	$200M	65.3%	n/a	n/a	8	6	1	2

Relationships

Advises (1)

→ G•••••• I••••••••• C•••••• P••••••• F••• I• L•••Private fundPrivate Equity Fund, IA
Apr 29, 2024 to presentfactForm ADV

Owns (4)

← Z••••• M••••••• E••••OwnerFOUNDER, ownership code NA, individual
Apr 29, 2024 to Sep 19, 2024factForm ADV
← D••••••• M•••• D•OwnerCO-FOUNDER AND G•••••• PARTNER, ownership code NA, individual
Apr 29, 2024 to Sep 19, 2024factForm ADV
← H•••• C••••• A••••Owner

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
G•••••• I••••••••• C••••••• L•• reported RAUM $345.0M, up 72% from $200.0M (2026-02-02 to 2026-03-31)
Form ADVobserved 7 days ago
$145M
Occurred
Apr 29, 2024
First Form ADV filing
G•••••• I••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70c14315-ed93-d719-4f51-b74de7728cf6
First observed: Apr 29, 2024
Last observed: May 28, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.