DFX Intelligence
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SEC-registered adviser
G•••••• I••••••••• C••••••• L••
Latest filing May 28, 2026
First filing on the tape Apr 29, 2024 · 9 filings
SEC status approved since Sep 20, 2024
RAUM
$331M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$331M as of May 28, 2026
Jan 17, 2025$200M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 28, 2026
Jan 17, 20250 then
Employees (5.A)8 as of May 28, 2026
Jan 17, 20257 then
Private funds1 as of May 28, 2026
Jan 17, 20251 then
RAUM +65% over the last fiscal yearIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $331MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +73%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$331M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• I••••••••• C•••••• P••••••• F••• I• L••• | Private Equity Fund | $0 | 0 | Apr 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H••••••••• N•••••••• Z•••••• · Chief Compliance Officer And Chief Executive Officercontrolsince 03/2024 · owns 75% or more
- D••••••• M•••• D• · Co-Founder And G•••••• Partnersince 03/2024 · owns less than 5%
- H•••• C••••• A•••• · Founder And Executive Chairsince 03/2024 · owns less than 5%
- J•••••• S••••••• S••• · Co-Founder And G•••••• Partnersince 03/2024 · owns less than 5%
- Z••••• M••••••• E•••• · Foundersince 03/2024 · owns less than 5%
Related persons
Schedule D 7.A
- G•••••• I••••••••• C•••••• P••••••• F••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $200,000,000 to $345,000,000 (+73.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +4.0% (1145 comparable advisers, 94.0th percentile of changes)peers: asset managers, $100M to $500M (1,145) · 94% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $345M to $331MMar 31, 2026 to May 28, 2026
- Pooled vehicle RAUM · $345M to $331MMar 31, 2026 to May 28, 2026
- RAUM · $345M to $331MMar 31, 2026 to May 28, 2026
- Employees · 6 to 8Feb 2, 2026 to Mar 31, 2026
- Other offices · 0 to 1Feb 2, 2026 to Mar 31, 2026
- Discretionary RAUM · $200M to $345MFeb 2, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $200M to $345MFeb 2, 2026 to Mar 31, 2026
- RAUM · $200M to $345MFeb 2, 2026 to Mar 31, 2026
- HQ city · MIAMI to NEW YORKJul 3, 2025 to Feb 2, 2026
- HQ state · FL to NYJul 3, 2025 to Feb 2, 2026
- Other offices · 1 to 0Jul 3, 2025 to Feb 2, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 3, 2025
- Other offices · 2 to 1Mar 27, 2025 to Jul 3, 2025
- Advisory employees · 7 to 6Jan 17, 2025 to Mar 27, 2025
- Employees · 7 to 6Jan 17, 2025 to Mar 27, 2025
- Accounts · 0 to 1Sep 19, 2024 to Jan 17, 2025
- Advisory employees · 6 to 7Sep 19, 2024 to Jan 17, 2025
- Pooled vehicle clients · unset to 1.0Sep 19, 2024 to Jan 17, 2025
- Assets in custody · 0.0 to unsetSep 19, 2024 to Jan 17, 2025
- Custody of client assets · true to falseSep 19, 2024 to Jan 17, 2025
- Employees · 6 to 7Sep 19, 2024 to Jan 17, 2025
- Other offices · 1 to 2Sep 19, 2024 to Jan 17, 2025
- Discretionary RAUM · $0 to $200MSep 19, 2024 to Jan 17, 2025
- Pooled vehicle RAUM · unset to 200000000.0Sep 19, 2024 to Jan 17, 2025
- RAUM · $0 to $200MSep 19, 2024 to Jan 17, 2025
- Related adviser · false to trueSep 19, 2024 to Jan 17, 2025
Signals
2 dated events
- ••• LockedMar 31, 2026 · RAUM change · derived
- ••• LockedApr 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•••••• I••••••••• C••••••• L•• · Private Equityshared crd · organization
- G•••••• I••••••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- g•••••••••.comreportedpublic record, Form ADV, May 28, 2026
- Principal office phone
- 917-816-1744reportedpublic record, Form ADV, May 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026