DFX Intelligence

G••••• M••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

G••••• M••••••• L•••

Advisor at B•••••••••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:70c34c00-80c6-cc53-549c-60a3ab6e8aa4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 2, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••••	Independent wealth	Jan 2, 2026	n/a	yes	SAN FRANCISCO, CA	Current employment
V••••• C••••••	Former SEC adviser	Jul 16, 2019	Dec 31, 2021	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C••••••	B•••••••••	Dec 31, 2021	Jan 2, 2026	1,463	Firm change after gap	Other
B••• O• A•••••• I••••••••• S•••••••• I•••	V••••• C••••••	May 23, 2006	Jul 16, 2019

Relationships

Registered with (3)

→ B•••••••••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ V••••• C••••••Registered adviserregistration: previous registration
Jul 16, 2019 to Dec 31, 2021factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2002 to May 23, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70c34c00-80c6-cc53-549c-60a3ab6e8aa4
First observed: Apr 4, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.