M••••• R•••

Advisor at C•••••• P•••••• W••••• G•••• L••

SHORT HILLS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70cf5df3-e168-4dfb-59c6-5f38818f32e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P•••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• P•••••• W••••• G•••• L••	Independent wealth	Nov 10, 2021	n/a	yes	SHORT HILLS, NJ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 21, 2018	Nov 5, 2021	no	FLORHAM PARK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••• P•••••• W••••• G•••• L••	Nov 5, 2021	Nov 10, 2021	5	Firm change	Wirehouse to new firm
J••• M••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 27, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:316785:NJ:2021-11-05	Nov 5, 2021	Nov 10, 2021	FLORHAM PARK, NJ	Firm change
79:7691:NJ:2018-09-26	Sep 27, 2018	Sep 21, 2018	CLINTON, NJ	Firm change

Relationships

Registered with (3)

→ C•••••• P•••••• W••••• G•••• L••Registered adviserregistration: current employment
Nov 10, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 21, 2018 to Nov 5, 2021factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 24, 2014 to Sep 27, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70cf5df3-e168-4dfb-59c6-5f38818f32e0
First observed: Apr 24, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.