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Advisor at FISHER INVESTMENTS
PLANO, TX | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | May 14, 2024 | n/a | yes | Dallas, TX|PLANO, TX | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2023 | Apr 30, 2024 | no | GREENWOOD VILLAGE, CO | Previous registration |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Jul 17, 2019 | Apr 3, 2023 | no | DALLAS, TX|DENVER, CO | Previous registration |
| CANTOR FITZGERALD INVESTMENT ADVISORS | Mixed wealth | Mar 10, 2017 | May 1, 2019 | no | DALLAS, TX|NEW YORK, NY | Previous registration |
| EFFICIENT MARKET ADVISORS, LLC | Former SEC adviser | Aug 10, 2015 | Mar 24, 2017 | no | LA JOLLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | FISHER INVESTMENTS | Apr 30, 2024 | May 14, 2024 | 14 | Firm change | Ibd to RIA |
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| CANTOR FITZGERALD INVESTMENT ADVISORS | PERSONAL CAPITAL ADVISORS CORPORATION | May 1, 2019 | Jul 17, 2019 | 77 | Firm change | Other |
| EFFICIENT MARKET ADVISORS, LLC | CANTOR FITZGERALD INVESTMENT ADVISORS | Mar 24, 2017 | Mar 10, 2017 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112058:107342:CO:2024-04-30 | Apr 30, 2024 | May 14, 2024 | GREENWOOD VILLAGE, CO | Firm change |
| 159296:155172:NY:2019-05-01 | May 1, 2019 | Jul 17, 2019 | NEW YORK, NY | Firm change |
| 132188:159296:CA:2017-03-24 | Mar 24, 2017 | Mar 10, 2017 | LA JOLLA, CA | Firm change |