RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• G• B••••••
- F••••• I••••••••• independent RIA currentsince May 14, 2024 · Dallas, Tx
- E•••••• A••••••• G••••• L•• BD affiliatedApr 3, 2023 to Apr 30, 2024 · Greenwood Village, Co
- P••••••• C•••••• A••••••• C••••••••• formerJul 17, 2019 to Apr 3, 2023 · Dallas, Tx
- C••••• F••••••••• I••••••••• A••••••• mixed wealthMar 10, 2017 to May 1, 2019 · Dallas, Tx
- E•••••••• M••••• A•••••••• L•• formerAug 10, 2015 to Mar 24, 2017 · La Jolla, Ca
- E•••••• A••••••• G••••• L•• to F••••• I•••••••••left Apr 30, 2024, registered May 14, 2024 (14 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
- C••••• F••••••••• I••••••••• A••••••• to P••••••• C•••••• A••••••• C•••••••••left May 1, 2019, registered Jul 17, 2019 (77 days) · Other · moved with a team
- E•••••••• M••••• A•••••••• L•• to C••••• F••••••••• I••••••••• A•••••••left Mar 24, 2017, registered Mar 10, 2017 (-14 days) · Other · moved with a team
- B••••••• G• B•••••• left E•••••• A••••••• G••••• L•• for F••••• I••••••••• (registered 2024-05-14)Apr 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address