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M•••• C•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

M•••• C•••• R••••••

Advisor at H••••••• W••••• P•••••••

SHERMAN OAKS, CA

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Search this name across graphsid dfx:ria:70ebf1ef-8dc4-13f7-b68b-9aba6edb1ca3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• W••••• P•••••••	Independent wealth	Jul 20, 2023	n/a	yes	SHERMAN OAKS, CA	Current employment
U•••• W••••• M••••••••• O• U••	Independent wealth	Mar 2, 2018	Jul 26, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• W••••• M••••••••• O• U••	H••••••• W••••• P•••••••	Jul 26, 2023	Jul 20, 2023	-6	FIRM_C••••E	RIA to RIA
S•••••••• W•••••• L••	U•••• W••••• M••••••••• O• U••	Mar 12, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29604:281597:CA:2016-06-02	Jun 2, 2016	Dec 1, 2015	WOODLAND HILLS, CA	FIRM_C••••E_AFTER_GAP

Relationships

Registered with (5)

→ H••••••• W••••• P•••••••Registered adviserregistration: current employment
Jul 20, 2023 to presentfactForm ADV
→ U•••• W••••• M••••••••• O• U••Registered adviserregistration: previous registration
Mar 2, 2018 to Jul 26, 2023factForm ADV
→ S•••••••• W•••••• L••Registered adviserregistration: previous registration
Jun 2, 2016 to Mar 12, 2018factForm ADV
→ T•••••• C••••••• I•••

Dated events

Occurred
Jul 26, 2023
Advisor firm c••••e
M•••• C•••• R•••••• left U•••• W••••• M••••••••• O• U•• for H••••••• W••••• P••••••• (registered 2023-07-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70ebf1ef-8dc4-13f7-b68b-9aba6edb1ca3
First observed: Aug 13, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.