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U•••• WEALTH MANAGEMENT GROUP LLC, CRD 285633
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R••• A••••• N••••• | Certified Financial Planner | HENDERSON, NV | 9 | 40 | 3 | no |
| A•••• L••• C•••••• | n/a | HENDERSON, NV | 9 | 22 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H••••• L•••• C•••••• | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | Na | yes | 03/2022 | May 10, 2022 | Jun 6, 2024 |
| N•••••• R•••• A••••• | MANAGING MEMBER | E | yes | 01/2017 | Nov 14, 2016 | Jun 6, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| U•• I•••••••• S•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 2 | 0 | 66.7% | 0 | 0 | 0 | 2 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $213M | $202M | 5.2% | $162M | 9.5% | 6 | 4 | 4 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C•••••• W••••• M••••••••• | 2 | Jun 30, 2017 | May 18, 2017 | SAN JOSE, CA | Team lift out | Other | 7.4% |
| no |
| J•••• M•••• S••••••• | n/a | Baltimore, MD | HENDERSON, NV | 0 | 20 | 2 | no |
| $213M |
| $213M |
| 5 |
| 4 |
| 4 |
| n/a |
| n/a |
| 2024 | Mar 26, 2025 | $202M | $202M | 4 | 2 | 0 | n/a | n/a |
| 2023 | Mar 14, 2024 | $189M | $189M | 5 | 3 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $162M | $162M | 7 | 4 | 0 | n/a | n/a |
| 2021 | Feb 10, 2022 | $181M | $181M | 5 | 3 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $153M | $153M | 5 | 4 | 0 | n/a | n/a |
| 2019 | Mar 28, 2020 | $134M | $134M | 5 | 4 | 0 | n/a | n/a |
| 2018 | Apr 2, 2019 | $121M | $121M | 5 | 4 | 0 | n/a | n/a |
| 2017 | Mar 12, 2018 | $112M | $112M | 3 | 2 | 0 | n/a | n/a |