DFX Intelligence

C•••••• P••••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C•••••• P••••••• H•••

Advisor at C•••••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70eeb769-5184-aa23-0223-08c4e3c5a9ec

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	May 11, 2020	n/a	yes	Fort Washington, PA\|Miami, FL\|Tallahassee, FL	Current employment
C•••••• A•••••••	Bd affiliated wealth	May 7, 2020	n/a	yes	Tallahassee, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A•••••••• L••	C•••••• A•••••••	Sep 23, 2019	May 7, 2020	227	Firm change	Other
I•••••• I••••••••• L••	I•••••• A•••••••• L••	Feb 26, 2019	Feb 25, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
171988:300279:ID:2019-02-18	Feb 26, 2019	Feb 25, 2019	MERIDIAN, ID	Firm change

Relationships

Registered with (5)

→ L•••••• I•••••••••Registered adviserregistration: current employment
May 11, 2020 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: current employment
May 7, 2020 to presentfactForm ADV
→ I•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 25, 2019 to Sep 23, 2019factForm ADV
→ I•••••• I••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70eeb769-5184-aa23-0223-08c4e3c5a9ec
First observed: Apr 15, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.