DFX Intelligence

J•••• E••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J•••• E••••• H••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Canyon Lake, TX | Live Oak, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 30, 2021	n/a	yes	Live Oak, TX\|Canyon Lake, TX	Current employment
C••• B•••••••• S•••••••• I•••	Former SEC adviser	Feb 27, 2019	Sep 2, 2021	no	LIVE OAK, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• B•••••••• S•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Sep 2, 2021	Aug 30, 2021	-3	Firm change	Ibd to ibd
T••••••• I••••••••• M••••••••• I•••	C••• B•••••••• S•••••••• I•••	Feb 20, 2019	Feb 27, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
13941:6363:TX:2021-08-30	Sep 2, 2021	Aug 30, 2021	LIVE OAK, TX	Firm change

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 30, 2021 to presentfactForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2019 to Sep 2, 2021factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 27, 2015 to Feb 20, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 27, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.