DFX Intelligence

W•••••• R••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst12 years in industry

W•••••• R••••• L••••••

Advisor at E••• W••• W••••• A••••••• L••

BEVERLY HILLS, CA | PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:710f5a54-21ea-d055-1097-5ccb687a7a47

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 7, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••• W••• W••••• A••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••• W••• W••••• A••••••• L••	No RAUM reported	Aug 3, 2026	n/a	yes	PASADENA, CA\|BEVERLY HILLS, CA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 27, 2022	Jul 31, 2026	no	Pasadena, CA\|BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	E••• W••• W••••• A••••••• L••	Jul 31, 2026	Aug 3, 2026	3	Firm change	Ibd to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••• I••••••••• A••••••• L••	Sep 13, 2022	Sep 27, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:342776:CA:2026-07-29	Jul 31, 2026	Aug 3, 2026	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (4)

→ E••• W••• W••••• A••••••• L••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 27, 2022 to Jul 31, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 29, 2018 to Sep 13, 2022factForm ADV
→ R•• R•••••••• L••

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:710f5a54-21ea-d055-1097-5ccb687a7a47
First observed: Jul 7, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.