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D•••••• R••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D•••••• R••• M•••••

Advisor at F••••• D•••••••• W•••••• L••

MIDDLEBURG HEIGHTS, OH

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Search this name across graphsid dfx:ria:71134ee2-8914-5456-b1ff-a8c3dd295d5c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• D•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• D•••••••• W•••••• L••	Independent wealth	Mar 18, 2020	n/a	yes	MIDDLEBURG HEIGHTS, OH	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Sep 16, 2010	Mar 23, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	F••••• D•••••••• W•••••• L••	Mar 23, 2020	Mar 18, 2020	-5	Firm change	RIA to RIA
H••••••••• F•••••••• A•••••••	S•••••• W••••• P•••••••• L••	Sep 2, 2010

Relationships

Registered with (4)

→ F••••• D•••••••• W•••••• L••Registered adviserregistration: current employment
Mar 18, 2020 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 16, 2010 to Mar 23, 2020factForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 29, 2009 to Sep 2, 2010factForm ADV
→ F•••• T•••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71134ee2-8914-5456-b1ff-a8c3dd295d5c
First observed: Nov 22, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.