DFX Intelligence

C••••••••• P•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

C••••••••• P•••••• C•••••

Advisor at C••••• C•••••• M••••••••• L••

NAPLES, FL

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Search this name across graphsid dfx:ria:7122c8b4-f3f5-e1b7-e093-fd024171890b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 29, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• C•••••• M••••••••• L••	State registered	Sep 15, 2021	n/a	yes	NAPLES, FL	Current employment
C• P••••••• C•••	Independent wealth	Oct 3, 2018	Dec 31, 2019	no	Naples, FL\|PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• P••••••• C•••	C••••• C•••••• M••••••••• L••	Dec 31, 2019	Sep 15, 2021	624	Firm change after gap	RIA to state RIA
C••••• C•••••• M••••••••• L••	C• P••••••• C•••	Nov 28, 2018	Oct 3, 2018

Relationships

Registered with (2)

→ C••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 4, 2015 to Nov 28, 2018factForm ADV
→ C• P••••••• C•••Registered adviserregistration: previous registration
Oct 3, 2018 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7122c8b4-f3f5-e1b7-e093-fd024171890b
First observed: Jun 4, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.