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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

Aspen Lynn West

Advisor at FOREFRONT

AUSTIN, TX | Phoenix, AZ

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Search this name across graphsid dfx:ria:71283d90-efc6-561c-eee8-44ab5fa0d6f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 14, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOREFRONT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 6, 2020
First registration: Nov 14, 2016
Dual registered: yes, broker-dealer
Other names: Aspen Lynn Knickrehm|ASPEN KNICKREHM|ASPEN WEST
IAPD individual key: 6681828

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Forefront	Independent wealth	Aug 22, 2024	n/a	yes	AUSTIN, TX\|Phoenix, AZ	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 11, 2022	Jun 24, 2024	no	Scottsdale, AZ	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Aug 7, 2020	Apr 20, 2022	no	Scottsdale, AZ	Previous registration
EDWARD JONES	National bd RIA	Nov 14, 2016	Oct 31, 2017	no	CAVE CREEK, AZ\|SCOTTSDALE, AZ\|Tempe, AZ\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Forefront	Jun 24, 2024	Aug 22, 2024	59	Firm change	Ibd to RIA
VANGUARD ADVISERS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 20, 2022	May 11, 2022	21	Firm change	Ibd to ibd
EDWARD JONES	VANGUARD ADVISERS, INC.	Oct 31, 2017	Aug 7, 2020	1,011	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ FOREFRONTRegistered adviserregistration: current employment
Aug 22, 2024 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
May 11, 2022 to Jun 24, 2024factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Aug 7, 2020 to Apr 20, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 14, 2016 to Oct 31, 2017factForm ADV

Dated events

Occurred
Jun 24, 2024
Advisor changed firm
Aspen Lynn West left Raymond James Financial Services Advisors, Inc for Forefront (registered 2024-08-22)
Form ADVobserved 6 days ago
Occurred
Apr 20, 2022
Advisor changed firm
Aspen Lynn West left Vanguard Advisers, Inc. for Raymond James Financial Services Advisors, Inc (registered 2022-05-11)
Form ADVobserved 6 days ago