M•••••• F••••••

Advisor at R••••••••• C•••••• M•••••••••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7133b31f-fb04-9c00-179a-0b9a872683f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Oct 25, 2023	n/a	yes	NEW YORK, NY	Current employment
M••••• S••••••	Wirehouse	Apr 17, 2023	Oct 20, 2023	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R••••••••• C•••••• M•••••••••	Oct 20, 2023	Oct 25, 2023	5	Firm change	Wirehouse to ibd
V•••••• V•••••••• P••••••• L••	M••••• S••••••	Sep 19, 2022	Apr 17, 2023

Relationships

Registered with (4)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Oct 25, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 17, 2023 to Oct 20, 2023factForm ADV
→ V•••••• V•••••••• P••••••• L••Registered adviserregistration: previous registration
May 25, 2021 to Sep 19, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Oct 20, 2023
Advisor changed firm
M•••••• F•••••• left M••••• S•••••• for R••••••••• C•••••• M••••••••• (registered 2023-10-25)
Form ADVobserved 7 days ago
Occurred
Sep 19, 2022
Advisor changed firm
M•••••• F•••••• left V•••••• V•••••••• P••••••• L•• for M••••• S•••••• (registered 2023-04-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7133b31f-fb04-9c00-179a-0b9a872683f7
First observed: Sep 4, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.