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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

VENTURE VISIONARY PARTNERS LLC

CRD 304237

SYLVANIA, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ff92a01-bfb5-d752-db67-b825dfb4732d

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 43
Dated events: 9
On other graphs: 0
Observed: May 23, 2019 to Sep 4, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $5.2BItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.2B
Private client RAUM: $4.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 31
RAUM per advisor: $169Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 46
Advisory employees: 18
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 6,711
Individual clients: 1,827
High net worth clients: 833
Custody, client assets: $2.1B
SEC number: 801-116835
CIK: 1792283
CRD: 304237
Filings on the tape: 32
First filed: May 23, 2019
Latest filed: Sep 4, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 31

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CRAIG DOUGLAS FINDLEY	n/a	SYLVANIA, OH	7	33	4	no
ROBERT WILLIAM RETZLOFF	n/a	SYLVANIA, OH	7	32	3	yes
BRIAN Jay FUNKHOUSER	n/a	SYLVANIA, OH \| Monclova, OH	7	22	2	no
JOHN T O'BRIEN	n/a	SYLVANIA, OH \| Whitehouse, OH	7	18	4	no
PAUL MELVIN ABENDROTH	n/a	SYLVANIA, OH	5	35	5	no
Ryan Nicholas Borucki	Certified Financial Planner	SYLVANIA, OH	5	16	2	no
JAMES JOSEPH POREA	n/a	SYLVANIA, OH	5	43	2	no
BRADFORD Guy DOLGIN	n/a	Delray Beach, FL \| SYLVANIA, OH	5	42	1	no
JOHN DANIEL SPENGLER	n/a	SYLVANIA, OH \| Boynton Beach, FL	5	39	2	no
ROBERT SCOTT LOEB	Certified Financial Planner	SYLVANIA, OH	5	36	2	yes
CRAIG ARNOLD WARNIMONT	Chartered Financial Analyst	SYLVANIA, OH	5	27	3	no
KARYN ANN KEILHOLZ	n/a	SYLVANIA, OH	5	23	1	no
MELISSA JO ESTRICH	n/a	SYLVANIA, OH	5	30	3	no
Jamie Lynn Kaczmarski	n/a	SYLVANIA, OH	5	21	2	no
AMY JO AMOS	n/a	SYLVANIA, OH	5	17	1	no
Lindsey Marie Rouser	n/a	SYLVANIA, OH	5	14	1	no
Travis Norbert Maas	n/a	SYLVANIA, OH	5	10	2	no
Griffin Oehlers	n/a	SYLVANIA, OH	4	11	n/a	no
TAMELA K KAY WRIKER	Certified Financial Planner	SYLVANIA, OH	3	29	1	no
Brook Bright	Certified Financial Planner\|Chartered Financial Analyst	BONITA SPRINGS, FL \| SYLVANIA, OH	3	26	2	no
KELLY ANN ANDREWS	n/a	SYLVANIA, OH	3	24	6	no
CHAD D WHIPPLE	Certified Financial Planner\|Chartered Financial Consultant	SYLVANIA, OH	3	14	2	no
Steven John DeYarman	Certified Financial Planner	SYLVANIA, OH	1	28	n/a	no
Timothy Carroll	n/a	SYLVANIA, OH	0	15	3	no
IAN MATHESON	n/a	Bonita Springs, FL \| SYLVANIA, OH	0	26	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ESTRICH, MELISSA, JO	CHIEF ADMINISTRATIVE OFFICER	Na	yes	06/2019	Sep 4, 2026	Sep 4, 2026
FINDLEY, CRAIG, DOUGLAS	CHAIRMAN, CHIEF EXECUTIVE, OWNER CHIEF COMPLIANCE OFFICER	E	yes	05/2019	Sep 4, 2026	Sep 4, 2026
RETZLOFF, ROBERT, WILLIAM	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	06/2019	Sep 11, 2019	Jul 26, 2024
WARNIMONT, CRAIG, ARNOLD	CHIEF INVESTMENT OFFICER	Na	yes	01/2021	Mar 31, 2022	Jul 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VENTURE RISK CONSULTING, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BONITA SPRINGS	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$5.2B	$5.2B	46	18	4	n/a	n/a
2024	Mar 27, 2025	$4.4B	$4.3B	38	16	1	n/a	n/a
2023	Mar 27, 2024	$3.9B	$3.9B	37	16	1	n/a	n/a
2022	Mar 27, 2023	$3.2B	$3.1B	35	14	1	n/a	n/a
2021	Mar 31, 2022	$3.4B	$3.4B	32	13	2	n/a	n/a
2020	Mar 18, 2021	$2.7B	$2.7B	29	11	0	n/a	n/a
2019	Mar 27, 2020	$900M	$896M	12	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
7	1	6	3.2%	1	1	0	7	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.2B	$4.4B	20.1%	$3.2B	18.4%	46	38	4	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UBS FINANCIAL SERVICES INC.	3	May 12, 2026	May 13, 2026	MIAMI BEACH, FL	Team lift out	Wirehouse to RIA	0.0%
UBS FINANCIAL SERVICES INC.	2	Nov 20, 2020	Nov 11, 2020	PALM BEACH, FL	Team lift out	Wirehouse to RIA	0.0%
UBS FINANCIAL SERVICES INC.	5	Nov 20, 2020	Feb 16, 2023	SYLVANIA, OH	Team lift out	Wirehouse to RIA	0.1%
D.B. ROOT & COMPANY, LLC	2	Oct 5, 2020	Oct 12, 2020	TOLEDO, OH	Team lift out	RIA to RIA	20.0%
UBS FINANCIAL SERVICES INC.	3	Jul 3, 2019	Jun 24, 2019	SYLVANIA, OH	Team lift out	Wirehouse to new firm	0.0%
UBS FINANCIAL SERVICES INC.	3	May 2, 2019	Jan 6, 2021	SYLVANIA, OH	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (33)

← Mark KlopfensteinAdvisorregistration: current employment
Sep 9, 2026 to presentfactForm ADV
← Andrew Louis DeAngelisAdvisorregistration: current employment
Aug 6, 2026 to presentfactForm ADV
← Shauna Sheree BarrierAdvisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← Samantha Noel GalindoAdvisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← STEFAN JOSEPH CONTORNOAdvisorregistration: current employment
May 1, 2026 to presentfactForm ADV
← Jordan HarriganAdvisorregistration: current employment
Mar 25, 2026 to presentfactForm ADV
← IAN MATHESONAdvisorregistration: current employment
Nov 5, 2025 to presentfactForm ADV
← Timothy CarrollAdvisorregistration: current employment
Oct 28, 2025 to presentfactForm ADV
← Steven John DeYarmanAdvisorregistration: current employment
May 22, 2025 to presentfactForm ADV
← CHAD D WHIPPLEAdvisorregistration: current employment
May 21, 2023 to presentfactForm ADV
← Brook BrightAdvisorregistration: current employment
Feb 16, 2023 to presentfactForm ADV
← KELLY ANN ANDREWSAdvisorregistration: current employment
Feb 16, 2023 to presentfactForm ADV
← TAMELA K KAY WRIKERAdvisorregistration: current employment
Nov 16, 2022 to presentfactForm ADV
← Griffin OehlersAdvisorregistration: current employment
Jan 25, 2022 to presentfactForm ADV
← KARYN ANN KEILHOLZAdvisorregistration: current employment
Jan 6, 2021 to presentfactForm ADV
← MELISSA JO ESTRICHAdvisorregistration: current employment
Jan 6, 2021 to presentfactForm ADV
← Jamie Lynn KaczmarskiAdvisorregistration: current employment
Jan 6, 2021 to presentfactForm ADV
← AMY JO AMOSAdvisorregistration: current employment
Jan 6, 2021 to presentfactForm ADV
← Lindsey Marie RouserAdvisorregistration: current employment
Jan 6, 2021 to presentfactForm ADV
← Travis Norbert MaasAdvisorregistration: current employment
Jan 6, 2021 to presentfactForm ADV
← JAMES JOSEPH POREAAdvisorregistration: current employment
Nov 11, 2020 to presentfactForm ADV
← BRADFORD Guy DOLGINAdvisorregistration: current employment
Nov 11, 2020 to presentfactForm ADV
← JOHN DANIEL SPENGLERAdvisorregistration: current employment
Nov 11, 2020 to presentfactForm ADV
← ROBERT SCOTT LOEBAdvisorregistration: current employment
Nov 11, 2020 to presentfactForm ADV
← CRAIG ARNOLD WARNIMONTAdvisorregistration: current employment
Nov 11, 2020 to presentfactForm ADV
← PAUL MELVIN ABENDROTHAdvisorregistration: current employment
Oct 12, 2020 to presentfactForm ADV
← Ryan Nicholas BoruckiAdvisorregistration: current employment
Oct 12, 2020 to presentfactForm ADV
← CRAIG DOUGLAS FINDLEYAdvisorregistration: current employment
Jun 24, 2019 to presentfactForm ADV
← ROBERT WILLIAM RETZLOFFAdvisorregistration: current employment
Jun 24, 2019 to presentfactForm ADV
← BRIAN Jay FUNKHOUSERAdvisorregistration: current employment
Jun 24, 2019 to presentfactForm ADV
and 3 more

Moved with (2)

← UBS FINANCIAL SERVICES INC.Registered adviser3 advisors, team lift out, same day
May 12, 2026 to May 13, 2026factForm ADV
← D.B. ROOT & COMPANY, LLCRegistered adviser2 advisors, team lift out, same day
Oct 5, 2020 to Oct 12, 2020factForm ADV

Controls (4)

← FINDLEY, CRAIG, DOUGLASOwnerCHAIRMAN, CHIEF EXECUTIVE, OWNER, ownership code E, individual
May 23, 2019 to Jul 26, 2024factForm ADV
← RETZLOFF, ROBERT, WILLIAMOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 11, 2019 to Jul 26, 2024factForm ADV
← ESTRICH, MELISSA, JOOwnerCHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
Sep 11, 2019 to Jul 26, 2024factForm ADV
← WARNIMONT, CRAIG, ARNOLDOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 31, 2022 to Jul 26, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 19, 2026
Advisor changed firm
Connor P. Gurt left Venture Visionary Partners Llc for J.P. Morgan Securities Llc (registered 2026-09-04)
Form ADVobserved 4 days ago
Occurred
May 12, 2026
Team lift-out
3 advisors left UBS Financial Services Inc. (Estero, FL) for Venture Visionary Partners LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Mar 27, 2023
Control person left
Scott Robert Loeb (Member) no longer on Schedule A of Venture Visionary Partners Llc (listed 2023-02-16, absent 2023-03-27)
Form ADVobserved 4 days ago
Occurred
Sep 19, 2022
Advisor changed firm
Mallory Findley left Venture Visionary Partners Llc for Morgan Stanley (registered 2023-04-17)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2021
Regulatory AUM changed
Venture Visionary Partners Llc reported RAUM $2.7B, up 200% from $900.3M (2021-02-03 to 2021-03-18)
Form ADVobserved 4 days ago
$1.8B
Occurred
Mar 18, 2021
Control person joined
Scott Robert Loeb (Member) appeared on Schedule A of Venture Visionary Partners Llc
Form ADVobserved 4 days ago
Occurred
Mar 27, 2020
Regulatory AUM changed
Venture Visionary Partners Llc reported RAUM $900.3M, up 63% from $551.0M (2019-10-18 to 2020-03-27)
Form ADVobserved 4 days ago
$349M
Occurred
May 23, 2019
First Form ADV filing
Findley Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Mar 18, 2021
Venture Visionary Partners Llc reported 21 state-registered advisory representatives, up from 4 (2021-02-03 to 2021-03-18)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ff92a01-bfb5-d752-db67-b825dfb4732d
First observed: May 23, 2019
Last observed: Sep 4, 2026 15 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VENTURE VISIONARY PARTNERS LLC

CRD 304237

SYLVANIA, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ff92a01-bfb5-d752-db67-b825dfb4732d

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CRAIG DOUGLAS FINDLEY

n/a

SYLVANIA, OH

ROBERT WILLIAM RETZLOFF

n/a

SYLVANIA, OH

yes

BRIAN Jay FUNKHOUSER

n/a

SYLVANIA, OH | Monclova, OH

JOHN T O'BRIEN

n/a

SYLVANIA, OH | Whitehouse, OH

PAUL MELVIN ABENDROTH

n/a

SYLVANIA, OH

Ryan Nicholas Borucki

Certified Financial Planner

SYLVANIA, OH

JAMES JOSEPH POREA

n/a

SYLVANIA, OH

BRADFORD Guy DOLGIN

n/a

Delray Beach, FL | SYLVANIA, OH

JOHN DANIEL SPENGLER

n/a

SYLVANIA, OH | Boynton Beach, FL

ROBERT SCOTT LOEB

Certified Financial Planner

SYLVANIA, OH

yes

CRAIG ARNOLD WARNIMONT

Chartered Financial Analyst

SYLVANIA, OH

KARYN ANN KEILHOLZ

n/a

SYLVANIA, OH

MELISSA JO ESTRICH

n/a

SYLVANIA, OH

Jamie Lynn Kaczmarski

n/a

SYLVANIA, OH

AMY JO AMOS

n/a

SYLVANIA, OH

Lindsey Marie Rouser

n/a

SYLVANIA, OH

Travis Norbert Maas

n/a

SYLVANIA, OH

Griffin Oehlers

n/a

SYLVANIA, OH

n/a

TAMELA K KAY WRIKER

Certified Financial Planner

SYLVANIA, OH

Brook Bright

Certified Financial Planner|Chartered Financial Analyst

BONITA SPRINGS, FL | SYLVANIA, OH

KELLY ANN ANDREWS

n/a

SYLVANIA, OH

CHAD D WHIPPLE

Certified Financial Planner|Chartered Financial Consultant

SYLVANIA, OH

Steven John DeYarman

Certified Financial Planner

SYLVANIA, OH

n/a

Timothy Carroll

n/a

SYLVANIA, OH

IAN MATHESON

n/a

Bonita Springs, FL | SYLVANIA, OH

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ESTRICH, MELISSA, JO

CHIEF ADMINISTRATIVE OFFICER

yes

06/2019

Sep 4, 2026

FINDLEY, CRAIG, DOUGLAS

CHAIRMAN, CHIEF EXECUTIVE, OWNER CHIEF COMPLIANCE OFFICER

yes

05/2019

Sep 4, 2026

RETZLOFF, ROBERT, WILLIAM

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER

yes

06/2019

Sep 11, 2019

Jul 26, 2024

WARNIMONT, CRAIG, ARNOLD

CHIEF INVESTMENT OFFICER

yes

01/2021

Mar 31, 2022

Jul 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VENTURE RISK CONSULTING, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BONITA SPRINGS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$5.2B

n/a

2024

Mar 27, 2025

$4.4B

$4.3B

n/a

2023

Mar 27, 2024

$3.9B

n/a

2022

Mar 27, 2023

$3.2B

$3.1B

n/a

2021

Mar 31, 2022

$3.4B

n/a

2020

Mar 18, 2021

$2.7B

n/a

2019

Mar 27, 2020

$900M

$896M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

3.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.2B

$4.4B

20.1%

$3.2B

18.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UBS FINANCIAL SERVICES INC.

May 12, 2026

May 13, 2026

MIAMI BEACH, FL

Team lift out

Wirehouse to RIA

0.0%

UBS FINANCIAL SERVICES INC.

Nov 20, 2020

Nov 11, 2020

PALM BEACH, FL

Team lift out

Wirehouse to RIA

0.0%

UBS FINANCIAL SERVICES INC.

Nov 20, 2020

Feb 16, 2023

SYLVANIA, OH

Team lift out

Wirehouse to RIA

0.1%

D.B. ROOT & COMPANY, LLC

Oct 5, 2020

Oct 12, 2020

TOLEDO, OH

Team lift out

RIA to RIA

20.0%

UBS FINANCIAL SERVICES INC.

Jul 3, 2019

Jun 24, 2019

SYLVANIA, OH

Team lift out

Wirehouse to new firm

0.0%

UBS FINANCIAL SERVICES INC.

May 2, 2019

Jan 6, 2021

SYLVANIA, OH

Team lift out

Wirehouse to new firm

0.0%