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RIA / WealthAdvisor19 years in industry

JUDY HAN

Advisor at SVB WEALTH

Menlo Park, CA

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Search this name across graphsid dfx:ria:7138b080-b5b0-b6bc-04f0-8bfec6aec74d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SVB WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Oct 12, 2006
First registration: Oct 13, 2006
Dual registered: no
Other names: JU YUN HAN
IAPD individual key: 4680280

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SVB WEALTH	Independent wealth	Jun 28, 2022	n/a	yes	Menlo Park, CA	Current employment
SVB INVESTMENT SERVICES INC.	Former SEC adviser	Jan 5, 2017	Jul 29, 2022	no	Menlo Park, CA\|SAN FRANCISCO, CA\|Menlo Park, CA	Previous registration
SVB ASSET MANAGEMENT	Other adviser	Jul 11, 2012	Jan 17, 2017	no	MENLO PARK, CA\|SAN FRANCISCO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	May 6, 2011	no	CUPERTINO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 13, 2006	Jan 3, 2011	no	CUPERTINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SVB INVESTMENT SERVICES INC.	SVB WEALTH	Jul 29, 2022	Jun 28, 2022	-31	Bulk transfer	Ibd to RIA
SVB ASSET MANAGEMENT	SVB INVESTMENT SERVICES INC.	Jan 17, 2017	Jan 5, 2017	-12	Firm change	Other
WELLS FARGO ADVISORS	SVB ASSET MANAGEMENT	May 6, 2011	Jul 11, 2012	432	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
124567:168116:CA:2017-01-17	Jan 17, 2017	Jan 5, 2017	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (5)

→ SVB WEALTHRegistered adviserregistration: current employment
Jun 28, 2022 to presentfactForm ADV
→ SVB INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Jan 5, 2017 to Jul 29, 2022factForm ADV
→ SVB ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jul 11, 2012 to Jan 17, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to May 6, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 13, 2006 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.