K••• G••••

Advisor at L•• E••••••••• L••

Omaha, NE | FORT MILL, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:713e6203-f0ea-0476-2514-9e1c8ef4ab6f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Oct 22, 2024	n/a	yes	Omaha, NE\|FORT MILL, SC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 4, 2024	Oct 21, 2024	no	Omaha, NE\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	L•• E••••••••• L••	Oct 21, 2024	Oct 22, 2024	1	Firm change	Ibd to new firm
B••••••• I••••••••• S•••••••• I••• •••••	L•• F•••••••• L••	Jul 28, 2023	Mar 4, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:8733:CA:2024-10-11	Oct 21, 2024	Oct 22, 2024	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Oct 22, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 4, 2024 to Oct 21, 2024factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Nov 10, 2021 to Jul 28, 2023factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Oct 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:713e6203-f0ea-0476-2514-9e1c8ef4ab6f
First observed: Oct 25, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.