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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JUAN CABANAS

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

San Diego, CA | SAN DIEGO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 10, 1995
First registration: Dec 17, 2001
Dual registered: yes, broker-dealer
Other names: JUAN IGNACIO CABANAS|JUAN CABANAS-VIDOSOLA|JUAN IGNACIO CABANAS-VILDOSOLA
IAPD individual key: 2668760

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 30, 2010	n/a	yes	SAN DIEGO, CA\|San Diego, CA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 2010	Oct 8, 2010	no	SAN DIEGO, CA	Previous registration
UBS INTERNATIONAL INC.	n/a	Mar 27, 2006	Jan 1, 2010	no	SAN DIEGO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 17, 2001	Apr 7, 2006	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 8, 2010	Sep 30, 2010	-8	Firm change	Wirehouse to wirehouse
UBS INTERNATIONAL INC.	UBS FINANCIAL SERVICES INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	UBS INTERNATIONAL INC.	Apr 7, 2006	Mar 27, 2006	-11	Firm change	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Sep 30, 2010 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 1, 2010 to Oct 8, 2010factForm ADV
→ UBS INTERNATIONAL INC.Registered adviserregistration: previous registration
Mar 27, 2006 to Jan 1, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 17, 2001 to Apr 7, 2006factForm ADV

Dated events

No dated event names this entity yet.