DFX Intelligence

S•••• M•••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst39 years in industry

S•••• M•••• N•••••••

Advisor at H••••••••• C•••••• M•••••••••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:714ba523-0d82-31ae-f411-86f72da78e20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 2
Observed: Sep 9, 1987 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••• M•••• N•••••••

Private equity principal · key crd individual, shared individual crd

Venture Capitalidentity

S•••• M•••• N•••••••

Venture principal · key crd individual, shared individual crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••••• C•••••• M•••••••••	Independent wealth	Jan 4, 2018	n/a	yes	NEWPORT BEACH, CA	Current employment

Relationships

Registered with (1)

→ H••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 4, 2018 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:714ba523-0d82-31ae-f411-86f72da78e20
First observed: Sep 9, 1987
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.