This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHERN TRUST SECURITIES, INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 26, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

11derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jan 30, 2015

First registration

Feb 26, 2004

Dual registered

yes, broker-dealer

Other names

SHERYL NESSEL|SHERYL MARIE NESSEL|Sheryl Cruz|SHERYL NESSEL CRUZ

IAPD individual key

4739238

Graph

RIA / Wealth Management

Canonical id

dfx:ria:714c35b6-c32b-ad2e-bca8-b4cc2a7f084e

First observed

Feb 26, 2004

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.