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Advisor at M STREET CAPITAL, LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M STREET CAPITAL, LLC | State registered | Mar 20, 2015 | n/a | yes | DALLAS, TX | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 8, 2023 | Nov 2, 2023 | no | Boston, MA | Previous registration |
| PW GLOBAL ADVISORS | Former SEC adviser | May 27, 2008 | Dec 31, 2017 | no | BEVERLY HILLS, CA|BOSTON, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 1, 2004 | May 19, 2008 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | n/a | Nov 2, 2023 | n/a | n/a | Departure no registered destination | Departure |
| PW GLOBAL ADVISORS | M STREET CAPITAL, LLC | Dec 31, 2017 | Mar 20, 2015 | -1,017 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PW GLOBAL ADVISORS | May 19, 2008 | May 27, 2008 | 8 | Firm change | Other |