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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

CHRISTOPHER RYAN PHILLIPS

Advisor at WELLS FARGO ADVISORS

ORLANDO, FL

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Search this name across graphsid dfx:ria:714ef842-8f8d-19e1-bb05-bb7d371ba30e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 17, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 6, 1998
First registration: Jun 17, 1998
Dual registered: yes, broker-dealer
Other names: CHRIS PHILLIPS
IAPD individual key: 3003676

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 16, 2023	n/a	yes	ORLANDO, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 19, 2011	Jul 10, 2023	no	Winter Park, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 11, 2005	Sep 20, 2011	no	ORLANDO, FL\|ORLANDO, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 17, 1998	Mar 14, 2005	no	ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Jul 10, 2023	Jun 16, 2023	-24	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Sep 20, 2011	Sep 19, 2011	-1	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 14, 2005	Mar 11, 2005	-3	Firm change	Wirehouse to wirehouse

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 16, 2023 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 19, 2011 to Jul 10, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 11, 2005 to Sep 20, 2011factForm ADV

Dated events

Occurred
Jul 10, 2023
Advisor changed firm
Christopher Ryan Phillips left Ubs Financial Services Inc. for Wells Fargo Advisors (registered 2023-06-16)
Form ADVobserved 4 days ago