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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

MICHAEL WILLIAM GRAY

Advisor at LPL FINANCIAL LLC

CORVALLIS, OR

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Search this name across graphsid dfx:ria:7155d01b-22af-5421-e986-de92db08dca1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 20, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63
First exam: May 3, 1991
First registration: Aug 20, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1161996

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 17, 2007	n/a	yes	CORVALLIS, OR	Current employment
FINANCIAL ADVOCATES ADVISORY SERVICES	Former SEC adviser	Apr 20, 2010	Aug 5, 2020	no	OLYMPIA, WA\|CORVALLIS, OR	Previous registration
AMERICAN INDEPENDENT SECURITIES GROUP, LLC	Independent wealth	Nov 1, 2005	Dec 17, 2007	no	EAGLE, ID\|EAGLE, ID\|EAGLE, ID\|CORVALLIS, OR	Previous registration
FIRST HEARTLAND CONSULTANTS, INC.	Bd affiliated wealth	Aug 20, 1999	Oct 31, 2005	no	CORVALLIS, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL ADVOCATES ADVISORY SERVICES	n/a	Aug 5, 2020	n/a	n/a	Departure no registered destination	Departure
AMERICAN INDEPENDENT SECURITIES GROUP, LLC	LPL FINANCIAL LLC	Dec 17, 2007	Dec 17, 2007	0	Firm change	Other
FIRST HEARTLAND CONSULTANTS, INC.	AMERICAN INDEPENDENT SECURITIES GROUP, LLC	Oct 31, 2005	Nov 1, 2005	1	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 17, 2007 to presentfactForm ADV
→ FINANCIAL ADVOCATES ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 20, 2010 to Aug 5, 2020factForm ADV
→ AMERICAN INDEPENDENT SECURITIES GROUP, LLCRegistered adviserregistration: previous registration
Nov 1, 2005 to Dec 17, 2007factForm ADV
→ FIRST HEARTLAND CONSULTANTS, INC.Registered adviserregistration: previous registration
Aug 20, 1999 to Oct 31, 2005factForm ADV

Dated events

No dated event names this entity yet.