DFX Intelligence

S••••• R•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

S••••• R•••••• D•••••

Advisor at L•• E••••••••• L••

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:716f5be3-8fcb-8038-6d72-b8d799314f6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Feb 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 10, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Dec 13, 2024	n/a	yes	LAKE OSWEGO, OR	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 21, 2024	Dec 4, 2024	no	TILLAMOOK, OR\|PORTLAND, OR\|TIGARD, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• E••••••••• L••	Dec 4, 2024	Dec 13, 2024	9	Firm change	Ibd to new firm
C••••• A••••••• L••	C••••••• A••••••• S•••••••• L••	Mar 21, 2024	Mar 8, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
290231:105644:OR:2022-01-07	Jan 7, 2022	Mar 21, 2024	TILLAMOOK, OR	Firm change after gap

Relationships

Registered with (6)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Dec 13, 2024 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 21, 2024 to Dec 4, 2024factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Feb 28, 2012 to Mar 21, 2024factForm ADV
→ C••••••• A••••••• S•••••••• L••

Dated events

Occurred
Dec 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:716f5be3-8fcb-8038-6d72-b8d799314f6f
First observed: Feb 27, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.