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RIA / WealthAdvisorCertified Financial Planner18 years in industry

DAVID CHARLES HOBBS

Advisor at HOBBS WEALTH MANAGEMENT

ZIONSVILLE, IN

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Search this name across graphsid dfx:ria:7171216f-c566-34a2-8b38-85ed54dbf56e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HOBBS WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 12, 2007
First registration: Jan 21, 2016
Dual registered: no
IAPD individual key: 5004505

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HOBBS WEALTH MANAGEMENT	Independent wealth	Mar 31, 2023	n/a	yes	ZIONSVILLE, IN	Current employment
WEALTH ADVISORY SOLUTIONS, LLC	Independent wealth	Mar 5, 2019	Oct 19, 2023	no	ZIONSVILLE, IN	Previous registration
CHARTER ADVISORY CORPORATION	Independent wealth	Jul 26, 2018	Mar 11, 2019	no	INDIANAPOLIS, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 17, 2018	Nov 7, 2018	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 21, 2016	Jul 13, 2018	no	PLAINFIELD, IN\|PLAINFIELD, IN\|SAN DIEGO, CA\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANPOLIS, IN\|INDIANAPOLIS, IN\|GREENWOOD, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH ADVISORY SOLUTIONS, LLC	HOBBS WEALTH MANAGEMENT	Oct 19, 2023	Mar 31, 2023	-202	Firm change after gap	RIA to RIA
CHARTER ADVISORY CORPORATION	WEALTH ADVISORY SOLUTIONS, LLC	Mar 11, 2019	Mar 5, 2019	-6	Firm change	RIA to RIA
LPL FINANCIAL LLC	CHARTER ADVISORY CORPORATION	Nov 7, 2018	Jul 26, 2018	-104	Firm change after gap	RIA to RIA

Relationships

Registered with (4)

→ HOBBS WEALTH MANAGEMENTRegistered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ WEALTH ADVISORY SOLUTIONS, LLCRegistered adviserregistration: previous registration
Mar 5, 2019 to Oct 19, 2023factForm ADV
→ CHARTER ADVISORY CORPORATIONRegistered adviserregistration: previous registration
Jul 26, 2018 to Mar 11, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 17, 2018 to Nov 7, 2018factForm ADV

Dated events

Occurred
Oct 19, 2023
Advisor changed firm
David Charles Hobbs left Wealth Advisory Solutions, Llc for Hobbs Wealth Management (registered 2023-03-31)
Form ADVobserved 6 days ago