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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WEALTH ADVISORY SOLUTIONS, LLC

CRD 288903

ZIONSVILLE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63f96c5b-85e5-fe2f-f2e7-b6a47dc1936c

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 11
On other graphs: 0
Observed: Jun 21, 2017 to Mar 19, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $599MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $585M
Private client RAUM: $587MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $66.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 8
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,826
Individual clients: 580
High net worth clients: 98
Custody, client assets: $189M
SEC number: 801-110859
CIK: 1834802
CRD: 288903
Filings on the tape: 36
First filed: Jun 21, 2017
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, IN
Website: envisionria.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TYLER RAY NEEDLER	n/a	ZIONSVILLE, IN	9	17	4	no
ELIZABETH A STURGEON	n/a	ZIONSVILLE, IN \| Brownsburg, IN	9	25	2	no
M CHET WARREN	Certified Financial Planner	Brownsburg, IN \| ZIONSVILLE, IN	9	25	2	no
JOHNELLE MICHAEL SMITH	n/a	Zionsville, IN \| ZIONSVILLE, IN	6	25	3	no
STEVEN RICHARD SMITH	n/a	Zionsville, IN \| ZIONSVILLE, IN	6	39	3	no
Rick Brian Davis	n/a	ZIONSVILLE, IN	6	24	n/a	no
KYLE EDWARD MARBURGER	n/a	ZIONSVILLE, IN	4	10	1	no
Eve Kensington Smith	n/a	ZIONSVILLE, IN	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CUSTER, KIMBERLY, JO	MANAGING MEMBER/CCO	C	yes	06/2017	Jun 21, 2017	Aug 12, 2024
KYBURZ, STEVEN, PAUL	MANAGING MEMBER	C	yes	06/2017	Jun 21, 2017	Aug 12, 2024
NEEDLER, TYLER, RAY	MANAGING MEMBER	C	yes	06/2017	Jun 21, 2017	Aug 12, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Zionsville	In	United States	3	no
Brownsburg	In	United States	2	no
TERRE HAUTE	In	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$599M	$585M	11	8	3	n/a	n/a
2024	Mar 11, 2025	$560M	$546M	11	8	3	n/a	n/a
2023	Mar 21, 2024	$535M	$523M	19	11	3	n/a	n/a
2022	Mar 30, 2023	$667M	$655M	19	11	9	n/a	n/a
2021	Mar 21, 2022	$718M	$685M	19	11	8	n/a	n/a
2020	Mar 22, 2021	$646M	$612M	14	12	6	n/a	n/a
2019	Mar 28, 2020	$651M	$609M	18	13	7	n/a	n/a
2018	Mar 25, 2019	$193M	$189M	14	9	3	n/a	n/a
2017	Feb 12, 2018	$152M	$150M	10	7	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$599M	$560M	6.9%	$667M	-3.5%	11	11	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HARVEST INVESTMENT SERVICES, LLC	2	Jun 30, 2023	Jun 30, 2023	ZIONSVILLE, IN	Team lift out	RIA to RIA	16.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	2	Nov 18, 2019	Sep 30, 2019	INDIANAPOLIS, IN	Team lift out	Wirehouse to RIA	0.0%
COMPREHENSIVE FINANCIAL PLANNING SERVICES CORP.	2	Dec 31, 2017	Feb 17, 2018	n/a	Team lift out	Other	100.0%
MORGAN STANLEY	2	Nov 6, 2017	Nov 2, 2017	INDIANAPOLIS, IN	Team lift out	Wirehouse to RIA	0.0%
MORGAN STANLEY	2	Aug 21, 2017	Aug 17, 2017	INDIANAPOLIS, IN	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (15)

← Eve Kensington SmithAdvisorregistration: current employment
Feb 26, 2026 to presentfactForm ADV
← KYLE EDWARD MARBURGERAdvisorregistration: current employment
Jun 27, 2022 to presentfactForm ADV
← Rick Brian DavisAdvisorregistration: current employment
Nov 28, 2019 to presentfactForm ADV
← STEVEN RICHARD SMITHAdvisorregistration: current employment
Sep 30, 2019 to presentfactForm ADV
← JOHNELLE MICHAEL SMITHAdvisorregistration: current employment
Sep 28, 2019 to presentfactForm ADV
← ELIZABETH A STURGEONAdvisorregistration: current employment
Aug 17, 2017 to presentfactForm ADV
← M CHET WARRENAdvisorregistration: current employment
Aug 17, 2017 to presentfactForm ADV
← KIMBERLY JO CUSTERAdvisorregistration: current employment
Jul 27, 2017 to presentfactForm ADV
← TYLER RAY NEEDLERAdvisorregistration: current employment
Jul 27, 2017 to presentfactForm ADV
← KATHARINE BOOTH MARVELAdvisorregistration: previous registration
Oct 4, 2017 to May 16, 2024factForm ADV
← DAVID CHARLES HOBBSAdvisorregistration: previous registration
Mar 5, 2019 to Oct 19, 2023factForm ADV
← BRENT LEE EMERICKAdvisorregistration: previous registration
Feb 17, 2018 to Jun 30, 2023factForm ADV
← IVY M EMERICKAdvisorregistration: previous registration
Feb 17, 2018 to Jun 30, 2023factForm ADV
← DINO N EFTHIMIOUAdvisorregistration: previous registration
Nov 2, 2017 to Dec 31, 2020factForm ADV
← NICHOLAS GERALD CHRIST FINNIGANAdvisorregistration: previous registration
Nov 2, 2017 to Dec 31, 2020factForm ADV

Controls (3)

← CUSTER, KIMBERLY, JOOwnerMANAGING MEMBER/CCO, ownership code C, individual
Jun 21, 2017 to Aug 12, 2024factForm ADV
← NEEDLER, TYLER, RAYOwnerMANAGING MEMBER, ownership code C, individual
Jun 21, 2017 to Aug 12, 2024factForm ADV
← KYBURZ, STEVEN, PAULOwnerMANAGING MEMBER, ownership code C, individual
Jun 21, 2017 to Aug 12, 2024factForm ADV

Moved with (3)

→ HARVEST INVESTMENT SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Jun 30, 2023 to Jun 30, 2023factForm ADV
← WELLS FARGO ADVISORSRegistered adviser2 advisors, team lift out, same day
Nov 18, 2019 to Sep 30, 2019factForm ADV
← MORGAN STANLEYRegistered adviser2 advisors, team lift out, same day
Nov 6, 2017 to Nov 2, 2017factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 16, 2024
Advisor changed firm
Katharine Booth Marvel left Wealth Advisory Solutions, Llc for Encircle Financial Strategies (registered 2023-10-11)
Form ADVobserved 6 days ago
Occurred
Mar 21, 2024
Control person left
Ashley Matthew Swendiman (Chief Compliance Officer) no longer on Schedule A of Wealth Advisory Solutions, Llc (listed 2023-07-19, absent 2024-03-21)
Form ADVobserved 6 days ago
Occurred
Oct 19, 2023
Advisor changed firm
David Charles Hobbs left Wealth Advisory Solutions, Llc for Hobbs Wealth Management (registered 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Jun 30, 2023
Team lift-out
2 advisors left Wealth Advisory Solutions, LLC (Zionsville, IN) for Harvest Investment Services, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jun 30, 2023
Advisor changed firm
Brent Lee Emerick left Wealth Advisory Solutions, Llc for Harvest Investment Services, Llc (registered 2023-06-30)
Form ADVobserved 6 days ago
Occurred
Jun 30, 2023
Advisor changed firm
Ivy M Emerick left Wealth Advisory Solutions, Llc for Harvest Investment Services, Llc (registered 2023-06-30)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2020
Regulatory AUM changed
Wealth Advisory Solutions, Llc reported RAUM $650.9M, up 237% from $193.0M (2020-01-17 to 2020-03-28)
Form ADVobserved 6 days ago
$458M
Occurred
Aug 28, 2019
Control person joined
Ashley Matthew Swendiman (Chief Compliance Officer) appeared on Schedule A of Wealth Advisory Solutions, Llc
Form ADVobserved 6 days ago
Occurred
Aug 28, 2019
Control person left
Charles Bryan Haft (Chief Compliance Officer) no longer on Schedule A of Wealth Advisory Solutions, Llc (listed 2019-05-31, absent 2019-08-28)
Form ADVobserved 6 days ago
Occurred
Jun 21, 2017
First Form ADV filing
Wealth Advisory Solutions, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 21, 2024
Wealth Advisory Solutions, Llc reported 3 offices beyond its principal office, down from 9 (2023-07-19 to 2024-03-21)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:63f96c5b-85e5-fe2f-f2e7-b6a47dc1936c
First observed: Jun 21, 2017
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH ADVISORY SOLUTIONS, LLC

CRD 288903

ZIONSVILLE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:63f96c5b-85e5-fe2f-f2e7-b6a47dc1936c

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TYLER RAY NEEDLER

n/a

ZIONSVILLE, IN

ELIZABETH A STURGEON

n/a

ZIONSVILLE, IN | Brownsburg, IN

M CHET WARREN

Certified Financial Planner

Brownsburg, IN | ZIONSVILLE, IN

JOHNELLE MICHAEL SMITH

n/a

Zionsville, IN | ZIONSVILLE, IN

STEVEN RICHARD SMITH

n/a

Zionsville, IN | ZIONSVILLE, IN

Rick Brian Davis

n/a

ZIONSVILLE, IN

n/a

KYLE EDWARD MARBURGER

n/a

ZIONSVILLE, IN

Eve Kensington Smith

n/a

ZIONSVILLE, IN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CUSTER, KIMBERLY, JO

MANAGING MEMBER/CCO

yes

06/2017

Jun 21, 2017

Aug 12, 2024

KYBURZ, STEVEN, PAUL

MANAGING MEMBER

yes

06/2017

Jun 21, 2017

Aug 12, 2024

NEEDLER, TYLER, RAY

MANAGING MEMBER

yes

06/2017

Jun 21, 2017

Aug 12, 2024

City

State

Country

Employees

Also broker-dealer

Zionsville

United States

Brownsburg

United States

TERRE HAUTE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$599M

$585M

n/a

2024

Mar 11, 2025

$560M

$546M

n/a

2023

Mar 21, 2024

$535M

$523M

n/a

2022

Mar 30, 2023

$667M

$655M

n/a

2021

Mar 21, 2022

$718M

$685M

n/a

2020

Mar 22, 2021

$646M

$612M

n/a

2019

Mar 28, 2020

$651M

$609M

n/a

2018

Mar 25, 2019

$193M

$189M

n/a

2017

Feb 12, 2018

$152M

$150M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$599M

$560M

6.9%

$667M

-3.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HARVEST INVESTMENT SERVICES, LLC

Jun 30, 2023

ZIONSVILLE, IN

Team lift out

RIA to RIA

16.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Nov 18, 2019

Sep 30, 2019

INDIANAPOLIS, IN

Team lift out

Wirehouse to RIA

0.0%

COMPREHENSIVE FINANCIAL PLANNING SERVICES CORP.

Dec 31, 2017

Feb 17, 2018

n/a

Team lift out

Other

100.0%

MORGAN STANLEY

Nov 6, 2017

Nov 2, 2017

INDIANAPOLIS, IN

Team lift out

Wirehouse to RIA

0.0%

MORGAN STANLEY

Aug 21, 2017

Aug 17, 2017

INDIANAPOLIS, IN

Team lift out

Wirehouse to new firm

0.0%