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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Donald Tulloch

Advisor at J.P. MORGAN SECURITIES LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7175bb9a-9365-5bd4-de1c-d4c88a76b536

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 2, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66|S63
First exam: Oct 20, 1992
First registration: Jun 2, 2016
Dual registered: yes, broker-dealer
Other names: DON TULLOCH|DONALD ROBERT TULLOCH
IAPD individual key: 2249801

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 25, 2018	n/a	yes	Town and Country, MO\|Saint Louis, MO\|Saint Louis, MO\|Saint Peters, MO\|Ellisville, MO\|Belleville, IL\|St Louis, MO\|Saint Louis,, MO\|Washington , MO\|Arnold, MO\|Edwardsville, IL\|Plymouth, MN\|Eureka, MO\|Wentzville, MO\|Kirkwood, MO\|Frontenac, MO\|Jennings, MO\|Brentwood, MO\|Chesterfield, MO\|Fairview Heights, IL\|Richmond Heights, MO\|Des Peres, MO\|Saint Charles, MO\|O Fallon, MO\|St Louis, MO\|Saint Louis, MO\|Webster Groves, MO\|Fenton, MO\|Florissant, MO\|Brentwood, MO\|St. Louis, MO\|O'Fallon, MO\|Alton, IL	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 16, 2018	Mar 29, 2018	no	ST. LOUIS, MO	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 15, 2018	Mar 29, 2018	no	St. Louis, MO	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jun 2, 2016	Mar 24, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 29, 2018	Mar 16, 2018	-13	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	J.P. MORGAN SECURITIES LLC	Mar 29, 2018	Jul 25, 2018	118	Firm change	RIA to wirehouse
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE, INC.	Mar 24, 2018	Mar 15, 2018	-9	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:111514:MO:2018-03-29	Mar 29, 2018	Mar 16, 2018	ST LOUIS, MO	Firm change

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jul 25, 2018 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 16, 2018 to Mar 29, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 15, 2018 to Mar 29, 2018factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jun 2, 2016 to Mar 24, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7175bb9a-9365-5bd4-de1c-d4c88a76b536
First observed: Jun 2, 2016
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Donald Tulloch

Advisor at J.P. MORGAN SECURITIES LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7175bb9a-9365-5bd4-de1c-d4c88a76b536

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

J.P. MORGAN SECURITIES LLC

Wirehouse

Jul 25, 2018

n/a

yes

Current employment

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Former SEC adviser

Mar 16, 2018

Mar 29, 2018

ST. LOUIS, MO

Previous registration

TD AMERITRADE, INC.

Former SEC adviser

Mar 15, 2018

Mar 29, 2018

St. Louis, MO

Previous registration

SCOTTRADE INVESTMENT MANAGEMENT

Former SEC adviser

Jun 2, 2016

Mar 24, 2018

SAINT LOUIS, MO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Mar 29, 2018

Mar 16, 2018

-13

Channel change

Other

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

Mar 29, 2018

Jul 25, 2018

118

Firm change

RIA to wirehouse

SCOTTRADE INVESTMENT MANAGEMENT

TD AMERITRADE, INC.

Mar 24, 2018

Mar 15, 2018

-9

Channel change

Other

Team

Left

Joined

From

Kind

7870:111514:MO:2018-03-29

Mar 29, 2018

Mar 16, 2018

ST LOUIS, MO

Firm change