DFX Intelligence

J•••• A••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

J•••• A••••• W••••

Advisor at C•••••• F•••••••• A••••••• L••

FORT WAYNE, IN

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Search this name across graphsid dfx:ria:7180e9b3-298a-1e34-7f50-ecb36ab61acf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• A••••••• L••	Independent wealth	May 18, 2023	n/a	yes	FORT WAYNE, IN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 25, 2022	May 19, 2023	no	FORT WAYNE, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	C•••••• F•••••••• A••••••• L••	May 19, 2023	May 18, 2023	-1	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C•••••• F•••••••• A••••••• L••Registered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 25, 2022 to May 19, 2023factForm ADV

Dated events

Occurred
May 19, 2023
Advisor changed firm
J•••• A••••• W•••• left A••••••••• F•••••••• S•••••••• L•• for C•••••• F•••••••• A••••••• L•• (registered 2023-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7180e9b3-298a-1e34-7f50-ecb36ab61acf
First observed: Apr 25, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.